| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 814,767 | 13,396,000 | 17.64% | ||
| 2 | Camelot Portfolios, LLC | 415,945 | 6,884,000 | 9.07% | ||
| 3 | Sterneck Capital Management, LLC | 291,085 | 4,817,000 | 6.34% | ||
| 4 | FIRST FOUNDATION ADVISORS | 280,744 | 4,646,000 | 6.12% | ||
| 5 | WELLS FARGO & COMPANY/MN | 237,345 | 3,928,000 | 5.17% | ||
| 6 | DESCHUTES PORTFOLIO STRATEGY, LLC | 196,645 | 3,254,000 | 4.29% | ||
| 7 | DUBUQUE BANK & TRUST CO | 196,569 | 3,253,000 | 4.28% | ||
| 8 | ICON ADVISERS INC/CO | 148,807 | 2,463,000 | 3.24% | ||
| 9 | Commonwealth Equity Services, Inc | 133,011 | 2,201,000 | 2.90% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 118,327 | 1,958,000 | 2.58% | ||
| 11 | NEWGATE CAPITAL MANAGEMENT LLC | 118,627 | 1,950,000 | 2.57% | ||
| 12 | NWAM LLC | 114,530 | 1,895,000 | 2.50% | ||
| 13 | BB&T SECURITIES, LLC | 109,360 | 1,809,000 | 2.38% | ||
| 14 | CITIGROUP INC | 107,552 | 1,779,000 | 2.34% | ||
| 15 | WFG Advisors, LP | 104,238 | 1,725,000 | 2.27% | ||
| 16 | DOLIVER ADVISORS, LP | 103,113 | 1,703,000 | 2.24% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 89,099 | 1,475,000 | 1.94% | ||
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 83,162 | 1,376,000 | 1.81% | PRN | |
| 19 | Thomas J. Herzfeld Advisors, Inc. | 82,241 | 1,361,000 | 1.79% | ||
| 20 | Yorktown Management & Research Co Inc | 80,000 | 1,324,000 | 1.74% | ||
| 21 | UBS Group AG | 56,789 | 940,000 | 1.24% | ||
| 22 | ROBINSON CAPITAL MANAGEMENT, LLC | 55,038 | 911,000 | 1.20% | ||
| 23 | Windsor Capital Management, LLC | 53,099 | 878,000 | 1.16% | ||
| 24 | DAVENPORT & Co LLC | 53,029 | 877,630 | 1.16% | ||
| 25 | MORGAN STANLEY | 49,317 | 817,000 | 1.08% | ||
| 26 | LPL Financial LLC | 45,822 | 757,000 | 1.00% | ||
| 27 | BAIRD FINANCIAL GROUP, INC. | 44,554 | 737,000 | 0.97% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 41,886 | 693,000 | 0.91% | ||
| 29 | Invesco Ltd. | 41,873 | 693,000 | 0.91% | ||
| 30 | CSS LLC/IL | 34,793 | 576,000 | 0.76% | ||
| 31 | Coe Capital Management, LLC | 34,481 | 570,661 | 0.75% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,992 | 530,000 | 0.70% | ||
| 33 | ROYAL BANK OF CANADA | 31,624 | 523,000 | 0.69% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 26,202 | 434,000 | 0.57% | ||
| 35 | TFS CAPITAL LLC | 19,906 | 329,000 | 0.43% | ||
| 36 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 18,872 | 313,000 | 0.41% | ||
| 37 | STIFEL FINANCIAL CORP | 18,683 | 309,000 | 0.41% | ||
| 38 | OPPENHEIMER & CO INC | 16,600 | 275,000 | 0.36% | ||
| 39 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 16,509 | 273,000 | 0.36% | ||
| 40 | Capital Investment Advisors, LLC | 15,913 | 263,000 | 0.35% | ||
| 41 | CLOUGH CAPITAL PARTNERS L P | 15,800 | 261,000 | 0.34% | ||
| 42 | SHEPHERD KAPLAN KROCHUK, LLC | 12,449 | 206,000 | 0.27% | ||
| 43 | UNITED FIRE GROUP INC | 8,747 | 145,000 | 0.19% | ||
| 44 | IFP ADVISORS, INC | 6,499 | 108,000 | 0.14% | ||
| 45 | ADVISOR GROUP, INC. | 5,746 | 93,000 | 0.12% | ||
| 46 | D.A. DAVIDSON & CO. | 3,599 | 59,000 | 0.08% | ||
| 47 | SIGNATUREFD, LLC | 1,609 | 27,000 | 0.04% | ||
| 48 | MSI Financial Services Inc | 1,269 | 21,000 | 0.03% | ||
| 49 | DUNCKER STREETT & CO INC | 1,002 | 17,000 | 0.02% | ||
| 50 | NEXT Financial Group, Inc | 1,000 | 16,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
