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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 8POINT3 ENERGY PARTNERS LP 156,546 2,254 0.47%
2 ACACIA RESH CORP ACACIA TCH COM 19,405 127 0.03%
3 ACCO BRANDS CORPORATION COM 55,281 533 0.11%
4 ACELRX PHARMACEUTICALS INC 127,846 497 0.10%
5 ADAMAS PHARMACEUTICALS INC 12,221 201 0.04%
6 ADVENT CLAY CONV SEC INCORPORATED FD II 19,960 115 0.02%
7 AGNICO EAGLE MINES LTD 10,760 583 0.12%
8 AGRIUM INC 9,253 839 0.17%
9 AIR LEASE CORP 16,720 478 0.10%
10 AIR METHODS CORP 8,149 257 0.05%
11 AK STL HLDG CORP 28,258 136 0.03%
12 ALASKA COMMUNICATIONS SYS GR 114,878 198 0.04%
13 ALLIANZGI DIVIDEND INT PRM 49,060 620 0.13%
14 ALLIANZGI EQUITY CONV INCO 16,960 317 0.07%
15 ALPHA AND OMEGA SEMICONDUCTOR SHS 12,916 281 0.06%
16 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 26,670 148 0.03%
17 AMAG PHARMACEUTICALS INC 21,001 515 0.11%
18 AMCON DISTRG CO 2,279 207 0.04%
19 AMERICAN AIRLS GROUP INC 20,990 768 0.16%
20 AMERICAN AXLE & MFG HLDGS INC COM 15,691 270 0.06%
21 AMERICAN EXPRESS CO 39,171 2,509 0.52%
22 AMERICAN FARMLAND ORD 28,500 225 0.05%
23 AMERICAN INTL GROUP INC 25,971 1,541 0.32%
24 AMGEN INC 3,967 662 0.14%
25 AMKOR TECHNOLOGY INC 12,879 125 0.03%
26 ANTERO RES CORP 316,874 8,540 1.78%
27 ANTHEM INC 8,507 1,066 0.22%
28 APACHE CORP 14,959 955 0.20%
29 APPROACH RESOURCES INC 41,800 141 0.03%
30 APTEVO THERAPEUTICS INC 10,686 27 0.01%
31 ARC DOCUMENT SOLUTIONS INC COM 23,500 88 0.02%
32 ARCELORMITTAL SA LUXEMBOURG 19,362 117 0.02%
33 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 20,459 108 0.02%
34 ARDMORE SHIPPING CORP COM 41,500 292 0.06%
35 ARES DYNAMIC CR ALLOCATION F 10,800 160 0.03%
36 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 20,923 88 0.02%
37 ASCENA RETAIL GROUP INC COM 13,000 73 0.02%
38 ASCENA RETAIL GROUP INC COM 14,600 82 0.02% Call
39 ATKORE INTL GROUP INC COM 18,487 346 0.07%
40 AVALON HOLDINGS CORP-A 52,406 155 0.03%
41 AVENUE INCOME 56,130 728 0.15%
42 AVID TECHNOLOGY 32,500 258 0.05%
43 AVIS BUDGET GROUP 37,621 1,287 0.27%
44 AXT INC 27,002 140 0.03%
45 AZENTA INC COM 42,233 575 0.12%
46 BANK AMER CORP 18,555 290 0.06%
47 BANKRATE INC DEL COM 14,257 121 0.03%
48 BEASLEY BROADCAST GROUP INC 24,133 129 0.03%
49 BERKSHIRE HATHAWAY INC DEL 46,700 6,747 1.40% Call
50 BERKSHIRE HATHAWAY INC DEL 45,650 6,595 1.37%
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