Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 KRATON CORP COM 16,060 563 0.12%
202 LANTRONIX INC 75,651 106 0.02%
203 LGL GROUP INC COM 29,227 125 0.03%
204 LIBERTY ALL STAR EQUITY FD 117,820 610 0.13%
205 LIONBRIDGE TECHNOLOGIES ORD 43,000 215 0.04%
206 LIQUIDITY SERVICES INC 15,675 176 0.04%
207 LMI Aerospace, Inc. 72,000 513 0.11%
208 LUNA INNOVATIONS 28,000 39 0.01%
209 Laredo Petroleum Inc 639,675 8,252 1.72%
210 Lazard Glb Total Return & Income 24,035 336 0.07%
211 MAG SILVER CORP 13,168 199 0.04%
212 MAGNACHIP SEMICONDUCTOR CORP 23,395 195 0.04%
213 MANITOWOC INC COM 10,000 48 0.01%
214 MARATHON PETE CORP 29,900 1,214 0.25%
215 MASIMO CORP 13,346 794 0.17%
216 MASTERCARD INCORPORATED 4,500 458 0.10%
217 MATEON THERAPEUTICS INC 151,250 94 0.02%
218 MATIV HOLDINGS INC COM 8,472 327 0.07%
219 MCDERMOTT INTL INC 22,778 114 0.02%
220 MEDNAX INC 9,245 612 0.13%
221 MEI PHARMA INC 20,000 34 0.01%
222 MERCK & CO INC 13,908 868 0.18%
223 METHANEX CORP 29,316 1,046 0.22%
224 MFS MULTIMARKET INCOME TR 25,610 156 0.03%
225 MICROSOFT CORP 12,406 715 0.15%
226 MIDSOUTH BANCORP INC COM 11,517 120 0.02%
227 MITCHAM INDS 23,593 79 0.02%
228 MOHAWK INDS 2,542 509 0.11%
229 MONDELEZ INTL INC 15,730 691 0.14%
230 MONEYGRAM INTL INC COM NEW 26,000 185 0.04%
231 MORGAN STANLEY 16,656 534 0.11%
232 MORGAN STANLEY EMER MKTS DEB 18,950 183 0.04%
233 MSA SAFETY INC 5,878 341 0.07%
234 MTS SYS CORP 11,000 506 0.11%
235 MULTI PACKAGING SOLUTION 29,681 428 0.09%
236 MVC CAPITAL INC 11,201 93 0.02%
237 MYLAN N V 8,700 332 0.07%
238 Mueller Industries Inc 64,800 234 0.05%
239 NABORS INDUSTRIES LTD 12,571 153 0.03%
240 NATUZZI S P A 75,100 131 0.03%
241 NAVIOS MARITIME ACQUIS CORP SHS 66,500 90 0.02%
242 NCI BLDG SYS INC 107,440 1,568 0.33%
243 NEUBERGER BERMAN HIGH YIELD 27,130 322 0.07%
244 NEUROCRINE BIOSCIE COM USD0.001 9,343 473 0.10%
245 NEW YORK CMNTY BANCORP INC 36,896 525 0.11%
246 NEWFIELD EXPL CO 176,621 7,676 1.60%
247 NEXTERA ENERGY PARTNERS LP 38,090 1,065 0.22%
248 NL INDS INC COM NEW 29,163 115 0.02%
249 NOBLE ENERGY INC 42,993 1,537 0.32%
250 NORTH AMERN ENERGY PARTNERS COM 46,554 116 0.02%
Page 5 of 8