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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 ELTEK LTD 74,034 76 0.02%
252 ECLIPSE RES CORP COM 107,701 354 0.07%
253 Dynasil Corp Amer 136,468 135 0.03%
254 DOVER DOWNS GAMING AND ENTERTAINMENT 333,911 361 0.08%
255 DIVERSIFIED REAL ASSET INCOME FD COM SHS 36,380 627 0.13%
256 DIANA CONTAINERSHIPS INC 13,000 43 0.01%
257 DIAMONDBACK ENERGY INC 20,466 1,976 0.41%
258 DHT HOLDINGS INC 160,000 670 0.14%
259 DEVON ENERGY CORP NEW 28,653 1,264 0.26%
260 DESTINATION MATERNITY CORP COM 20,827 148 0.03%
261 DEPOMED INC 22,679 566 0.12%
262 DENBURY RES INC COM NEW 37,580 121 0.03%
263 DELTA AIRLINES INC DEL 41,963 1,652 0.34%
264 DELAWARE ENHANCED GBL DIV & 22,820 231 0.05%
265 DEAN FOODS CO NEW 28,120 461 0.10%
266 DAWSON GEOPHYSICAL CO NEW 23,155 177 0.04%
267 DAVITA INC 23,515 1,554 0.32%
268 DATA I O CORP COM 67,150 236 0.05%
269 Corrections Cp Amer Ne 22,000 305 0.06% Call
270 Corrections Cp Amer Ne 1,000 14 0.00%
271 CVS HEALTH CORP 27,900 2,483 0.52% Put
272 CVS HEALTH CORP 6,836 608 0.13%
273 CUTERA INC COM 31,630 377 0.08%
274 CRYSTAL ROCK HLDGS INC 58,394 53 0.01%
275 CRESCENT PT ENERGY CORP 20,655 272 0.06%
276 CRESCENT PT ENERGY CORP 8,528 113 0.02%
277 CORE LABORATORIES N V 8,165 917 0.19%
278 COPART INC 35,768 1,916 0.40%
279 CONTINENTAL RESOURE 41,927 2,179 0.45%
280 CONTANGO OIL & GAS CO COM NEW 300,809 3,074 0.64%
281 CONCURRENT COMPUTER CORP NEW COM PAR $.01 28,016 154 0.03%
282 CONCHO RESOURCES 72,781 9,996 2.08%
283 COHEN & STEERS INFRASTRUCTUR 23,850 514 0.11%
284 COFFEE HLDGS INC 42,547 237 0.05%
285 COCA COLA CO 21,050 891 0.19%
286 CLIFFS NAT RES INC 18,214 107 0.02%
287 CITIGROUP INC 31,000 1,464 0.30%
288 CIMAREX ENERGY 110,282 14,819 3.08%
289 CHAMPIONS ONCOLOGY INC 28,000 47 0.01%
290 CERAGON NETWORKS LTD 30,900 73 0.02%
291 CENOVUS ENERGY INC 19,551 281 0.06%
292 CELLCOM ISRAEL LTD 15,086 113 0.02%
293 CELGENE CORP 3,582 374 0.08%
294 CEDAR FAIR L P 5,551 318 0.07%
295 CBRE CLARION GLOBAL REAL EST 67,250 565 0.12%
296 CBIZ INC 23,740 266 0.06%
297 CASCADIAN THERAPEUTICS INC 261,843 429 0.09%
298 CARRIZO OIL & GAS INC 292,214 11,870 2.47%
299 CARA THERAPEUTICS INC 161,689 1,350 0.28%
300 CAMTEK LTD 23,000 69 0.01%
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