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Institutional Investment Manager
MILLENNIUM MANAGEMENT LLC
MILLENNIUM MANAGEMENT LLC (CIK: 0001273087) incorporated in Delaware, located at 399 Park Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 3,209 holdings with a total value of $40,010,144,000.
#
Name
Shares
Value ($)
%
Options
Notes
3151 TRIANGLE PETE CORP 92,377 50,000 0.00%
3152 HARVARD BIOSCIENCE INC 16,584 50,000 0.00%
3153 ONCOCYTE CORP 10,721 49,000 0.00%
3154 CAPRICOR THERAPEUTICS INC 18,570 47,000 0.00%
3155 VERASTEM INC 29,525 47,000 0.00%
3156 CYTRX CORP 17,524 47,000 0.00%
3157 HARRIS & HARRIS GROUP INC 28,000 46,000 0.00%
3158 HUTCHISON PORT HOLDINGS TRUST 11,939 44,000 0.00%
3159 CHINA NEPSTAR CHAIN DRUGSTOR 17,619 44,000 0.00%
3160 TANZANIAN ROYALTY EXPL CORP 191,472 42,000 0.00%
3161 MILESTONE SCIENTIFIC INC 27,899 42,000 0.00%
3162 CATALYST PHARMACEUTICALS INC 35,048 41,000 0.00%
3163 SEVENTY SEVEN ENERGY INC - escrow shares 68,186 40,000 0.00%
3164 HUDBAY MINERALS INC 10,727 39,000 0.00%
3165 RADIANT LOGISTICS INC 10,799 39,000 0.00%
3166 NAVIOS MARITIME PARTNERS L P 30,963 38,000 0.00%
3167 SAFE BULKERS INC 46,015 37,000 0.00%
3168 ITUS CORP 11,481 35,000 0.00%
3169 PENGROWTH ENERGY CORP 26,703 35,000 0.00%
3170 CHRISTOPHER & BANKS CORP 14,818 35,000 0.00%
3171 CNOVA ORD 11,408 34,000 0.00%
3172 OHR PHARMACEUTICAL INC 10,197 33,000 0.00%
3173 CERULEAN PHARMA INC 11,859 32,000 0.00%
3174 GOLDEN OCEAN GRP LTD 44,242 31,000 0.00%
3175 NORTH ATLANTIC DRILLING LTD COM 11,360 31,000 0.00%
3176 IBIO INC COM 53,544 31,000 0.00%
3177 NOBILIS HEALTH CORP COM 10,045 31,000 0.00%
3178 COMPANHIA SIDERURGICA NACION 15,113 30,000 0.00%
3179 HARVEST NATURAL RESOURCES IN 50,336 30,000 0.00%
3180 SENSEONICS HOLDINGS INC 10,468 30,000 0.00%
3181 ULTRA PETROLEUM CORP 60,024 30,000 0.00%
3182 ACHAOGEN INC COM 10,921 30,000 0.00%
3183 Warren Resources Inc 176,176 30,000 0.00%
3184 SUNWORKS INC 10,638 29,000 0.00%
3185 GALECTIN THERAPEUTICS INC COM 20,086 29,000 0.00%
3186 Energy XXI LTD 47,065 29,000 0.00%
3187 OREXIGEN THERAPEUTICS INC COM 49,784 28,000 0.00%
3188 QUEST RESOURCE HOLDING CORP 65,192 27,000 0.00%
3189 BIOTA PHARMACEUTIALS INC COM 16,248 24,000 0.00%
3190 UNILIFE CORP 32,129 22,000 0.00%
3191 SAEXPLORATION HLDGS INC 29,754 21,000 0.00%
3192 COMSTOCK RES INC COM NEW 26,247 20,000 0.00%
3193 VALHI INC NEW COM 15,984 19,000 0.00%
3194 SMTC CORP 11,103 17,000 0.00%
3195 PEDEVCO CORP 73,762 15,000 0.00%
3196 PROVECTUS 39,760 15,000 0.00%
3197 U S ENERGY CORP WYO 42,036 15,000 0.00%
3198 OPGEN INC 76,821 14,000 0.00%
3199 INTREPID POTASH INC 10,497 12,000 0.00%
3200 AEROPOSTALE INC N/C 8/16/17 00215Q103 60,557 12,000 0.00%
Page 64 of 65

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-16-000024, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.