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HARRIS & HARRIS GROUP INC
HARRIS & HARRIS GROUP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 43 Institutional holders with a total value of $17,587,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 3,808,864 6,285,000 35.74%
2 Granahan Investment Management, LLC 1,770,036 2,921,000 16.61%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,447,342 2,388,000 13.58%
4 FINANCIAL CONSULATE, INC 1,440,707 2,377,000 13.52%
5 Ancora Advisors LLC 519,021 856,000 4.87%
6 NEW YORK STATE COMMON RETIREMENT FUND 491,957 812,000 4.62%
7 UNITED SERVICES AUTOMOBILE ASSOCIATION 257,886 426,000 2.42%
8 LONE STAR VALUE MANAGEMENT LLC 225,000 372,000 2.12%
9 SHUFRO ROSE & CO LLC 88,500 146,000 0.83%
10 Legal & General Group Plc 61,109 102,000 0.58%
11 CONDOR CAPITAL MANAGEMENT 56,940 94,000 0.53%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,700 87,000 0.49%
13 PRINCETON CAPITAL MANAGEMENT INC 48,200 80,000 0.45%
14 MORGAN STANLEY 48,134 79,000 0.45%
15 CLIFFORD SWAN INVESTMENT COUNSEL LLC 40,000 66,000 0.38%
16 Round Table Services, LLC 39,141 65,000 0.37%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,300 62,000 0.35% Call
18 COLDSTREAM CAPITAL MANAGEMENT INC 34,375 57,000 0.32%
19 UBS Group AG 33,118 55,000 0.31%
20 MILLENNIUM MANAGEMENT LLC 28,000 46,000 0.26%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,816 29,000 0.16%
22 HighTower Advisors, LLC 17,300 29,000 0.16%
23 Virtu KCG Holdings LLC 16,790 28,000 0.16%
24 CUTLER GROUP LLC / CA 16,404 27,000 0.15%
25 GEODE CAPITAL MANAGEMENT, LLC 14,730 24,000 0.14%
26 GOLDMAN SACHS GROUP INC 14,172 23,000 0.13%
27 CITADEL ADVISORS LLC 10,566 17,000 0.10%
28 Tower Research Capital LLC (TRC) 7,155 12,000 0.07%
29 SIMPLEX TRADING, LLC 3,900 6,000 0.03%
30 GROUP ONE TRADING LLC 2,853 5,000 0.03%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,803 3,000 0.02%
32 Hartford Financial Management Inc. 2,200 3,000 0.02%
33 Tortoise Investment Management, LLC 1,000 2,000 0.01%
34 CITIGROUP INC 1,249 2,000 0.01%
35 Blume Capital Management, Inc. 600 1,000 0.01%
36 MSI Financial Services Inc 35 0 0.00%
37 WELLS FARGO & COMPANY/MN 121 0 0.00%
38 People's United Financial, Inc. 100 0 0.00%
39 BANK OF AMERICA CORP /DE/ 100 0 0.00%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 100 0 0.00%
41 CUTLER GROUP LLC / CA 10,000 0 0.00% Call
42 Creative Planning 100 0 0.00%
43 Formidable Asset Management, LLC 402 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.