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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
5801 KRONOS WORLDWIDE INC 3,254 45 0.00%
5802 MINDRAY MEDICAL INTL LTD 1,508 45 0.00%
5803 EMERALD OIL INC 7,278 45 0.00%
5804 HATTERAS FINL CORP 2,500 45 0.00%
5805 Culp, Inc. 2,483 45 0.00%
5806 BANK OF KENTUCKY FINL CORP 978 45 0.00%
5807 CIVEO CORP CDA 3,889 45 0.00%
5808 BADGER METER INC COM 887 45 0.00%
5809 CIRRUS LOGIC INC COM 2,181 45 0.00%
5810 BLOOMIN BRANDS INC 2,487 45 0.00%
5811 DEPHEID 1,004 44 0.00%
5812 NUVEEN TAXABLE MUNICPAL INM 2,150 44 0.00%
5813 HERSHA HOSPITALITY TR 6,902 44 0.00%
5814 ACACIA RESH CORP 2,818 44 0.00%
5815 GASTAR EXPL INC NEW COM 7,522 44 0.00%
5816 ION GEOPHYSICAL CORP 15,735 44 0.00%
5817 AAON INC 2,573 44 0.00%
5818 NORTH ATLANTIC DRILLING LTD 6,588 44 0.00%
5819 ISHARES TR 403 44 0.00%
5820 Invacare Corp 1,054 44 0.00%
5821 Amyris 11,249 43 0.00%
5822 ARCBEST CORP COM 1,147 43 0.00%
5823 IGATE CORP 1,179 43 0.00%
5824 RUTHS HOSPITALITY GROUP INC COM 3,884 43 0.00%
5825 Nuverra Environmental Solutions Inc 2,888 43 0.00%
5826 REALD INC 4,522 43 0.00%
5827 CHEMICAL FINANCIAL CORPORATION 1,573 42 0.00%
5828 ARES COML REAL ESTATE CORP 3,562 42 0.00%
5829 ENCORE WIRE CORP 1,142 42 0.00%
5830 AMERICAN AXLE & MFG HLDGS INC COM 2,497 42 0.00%
5831 CSG SYS INTL INC 1,595 42 0.00%
5832 AGREE RLTY CORP COM 1,521 42 0.00%
5833 Capstone Turbine 39,573 42 0.00%
5834 HYSTER YALE MATLS HANDLING I 590 42 0.00%
5835 HORIZON PHARMA PLC SHS 3,399 42 0.00%
5836 Advent Software Inc. 1,339 42 0.00%
5837 Inland Real Estate Corp 4,195 42 0.00%
5838 SINCLAIR BROADCAST GROUP INC 1,602 42 0.00%
5839 XOMA CORP DEL 9,979 42 0.00%
5840 CTI BIOPHARMA 17,174 42 0.00%
5841 INTERVAL LEISURE GROUP INC 2,195 42 0.00%
5842 NORDIC AMERICAN TANKERS LIMI 5,284 42 0.00%
5843 FTD GROUP INC 1,224 42 0.00%
5844 RENTECH INC 23,938 41 0.00%
5845 CHESAPEAKE LODGING TRUSTSH BEN INT 1,410 41 0.00%
5846 GASTAR EXPL INC NEW COM 6,925 41 0.00%
5847 EMPIRE ST RLTY TR INC 2,760 41 0.00%
5848 KAMAN CORP COM 1,052 41 0.00%
5849 FX ENERGY INC 13,401 41 0.00%
5850 BLACKROCK ENERGY & RES TR COM 1,706 41 0.00%
Page 117 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%