| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 840,532 | 17,138,000 | 17.37% | ||
| 2 | Tortoise Investment Management, LLC | 688,752 | 14,044,000 | 14.23% | ||
| 3 | MORGAN STANLEY | 543,413 | 11,080,000 | 11.23% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 418,433 | 8,532,000 | 8.65% | ||
| 5 | WELLS FARGO & COMPANY/MN | 387,403 | 7,899,000 | 8.00% | ||
| 6 | UBS AG | 330,024 | 6,729,000 | 6.82% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 322,279 | 6,571,000 | 6.66% | ||
| 8 | Invesco Ltd. | 256,982 | 5,240,000 | 5.31% | ||
| 9 | BB&T SECURITIES, LLC | 19,037 | 3,881,000 | 3.93% | ||
| 10 | OAK HILL ADVISORS LP | 154,200 | 3,144,000 | 3.19% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 94,435 | 1,926,000 | 1.95% | ||
| 12 | GOLDMAN SACHS GROUP INC | 91,546 | 1,867,000 | 1.89% | ||
| 13 | ROYAL BANK OF CANADA | 91,143 | 1,858,000 | 1.88% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 61,132 | 1,246,000 | 1.26% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 54,080 | 1,103,000 | 1.12% | ||
| 16 | USCA RIA LLC | 48,046 | 980,000 | 0.99% | ||
| 17 | LPL Financial LLC | 43,406 | 890,000 | 0.90% | ||
| 18 | STIFEL FINANCIAL CORP | 41,250 | 841,000 | 0.85% | ||
| 19 | NATIONAL PLANNING CORP | 36,785 | 757,000 | 0.77% | ||
| 20 | Commonwealth Equity Services, Inc | 35,360 | 721,000 | 0.73% | ||
| 21 | 1607 Capital Partners, LLC | 30,500 | 622,000 | 0.63% | ||
| 22 | Robert W. Baird & Co. Inc | 27,929 | 569,000 | 0.58% | SH | |
| 23 | CABOT WEALTH MANAGEMENT INC | 14,195 | 289,000 | 0.29% | ||
| 24 | DAVENPORT & Co LLC | 12,375 | 252,326 | 0.26% | ||
| 25 | United Asset Strategies, Inc. | 10,000 | 204,000 | 0.21% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 9,037 | 184,000 | 0.19% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 2,238 | 45,000 | 0.05% | ||
| 28 | CITIGROUP INC | 1,190 | 24,000 | 0.02% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 20,000 | 0.02% | ||
| 30 | TCI Wealth Advisors, Inc. | 542 | 11,000 | 0.01% | ||
| 31 | Creative Planning | 400 | 8,000 | 0.01% | ||
| 32 | US BANCORP \DE\ | 400 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
