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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5551 NEW YORK & CO INC 13,595 20 0.00%
5552 CEDAR REALTY TRUST INC COM NEW 2,695 20 0.00%
5553 CONNECTICUT WTR SVC INC COM 350 20 0.00%
5554 FORMFACTOR INC COM 2,219 20 0.00%
5555 AVX CORP NEW 1,501 20 0.00%
5556 UNITIL CORPORATION 450 19 0.00%
5557 U S GLOBAL INVS INC CL A 10,911 19 0.00%
5558 EXPEDIA INC DEL 175 19 0.00%
5559 AMPIO PHARMACEUTICALS INC 14,821 19 0.00%
5560 LABORATORY CORP AMER HLDGS 144 19 0.00%
5561 CENVEO INC 23,400 19 0.00%
5562 AMPHASTAR PHARMACEUTICALS INC COM 1,148 19 0.00%
5563 NUVEEN S P 500 DYNAMIC OVERW 1,407 19 0.00%
5564 ONEOK INC NEW 408 19 0.00%
5565 GUGGENHEIM ENHANCED EQUITY S 1,174 18 0.00%
5566 GUGGENHEIM ENHANCED EQUITY I 2,457 18 0.00%
5567 WASHINGTON TR BANCORP COM 481 18 0.00%
5568 KADANT INC 345 18 0.00%
5569 NRG YIELD INC 1,157 18 0.00%
5570 DOUGLAS DYNAMICS INC 714 18 0.00%
5571 EXPEDIA INC DEL 165 18 0.00%
5572 AVEO PHARMACEUTICALS INC 18,592 18 0.00%
5573 LG DISPLAY CO LTD 1,589 18 0.00%
5574 PERRIGO CO PLC 201 18 0.00%
5575 AVIRAGEN THERAPEUTICS INC 12,600 18 0.00%
5576 FIRST INTST BANCSYSTEM INC 637 18 0.00%
5577 PILGRIMS PRIDE CORP NEW 723 18 0.00%
5578 COPART INC 341 17 0.00%
5579 SYNCHRONY FINL 680 17 0.00%
5580 PDL BIOPHARMA INC 5,328 17 0.00%
5581 MARTIN MARIETTA MATLS INC 88 17 0.00%
5582 LUNA INNOVATIONS 13,349 17 0.00%
5583 COBALT INTL ENERGY INC 12,878 17 0.00%
5584 GASLOG LTD 1,320 17 0.00%
5585 AMERICA MOVIL SAB DE CV 1,420 17 0.00%
5586 REXAHN PHARMACEUTICALS INC 69,312 17 0.00%
5587 ENDESA AMERS SA SPON ADR 1,216 17 0.00%
5588 ELEVEN BIOTHERAPEUTICS INC 10,331 17 0.00%
5589 CAPITAL SR LIVING CORP 907 16 0.00%
5590 APPLIED MICRO CIRCUITS ORD 2,447 16 0.00%
5591 WIPRO LIMITED SPON ADR 1 SH 1,319 16 0.00%
5592 MONSTER BEVERAGE CORP NEW 99 16 0.00%
5593 LIBERTY MEDIA CORP DELAWARE 500 16 0.00%
5594 LGI HOMES INC 497 16 0.00%
5595 RUBICON PROJ INC 1,195 16 0.00%
5596 ENNIS INC COM 825 16 0.00%
5597 Support.Com Inc 18,500 16 0.00%
5598 WATERS CORP 114 16 0.00%
5599 NORTHSTAR REALTY EUROPE CORP 1,768 16 0.00%
5600 FLAGSTAR BANCORP INC 675 16 0.00%
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