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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $35,800,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,583,493 19,376,000 54.12%
2 Invesco Ltd. 584,754 4,386,000 12.25%
3 BANK OF AMERICA CORP /DE/ 332,745 2,496,000 6.97%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 303,574 2,277,000 6.36%
5 GUGGENHEIM CAPITAL LLC 296,557 2,224,000 6.21%
6 Thomas J. Herzfeld Advisors, Inc. 93,259 699,000 1.95%
7 Commonwealth Equity Services, Inc 78,010 585,000 1.63%
8 BB&T SECURITIES, LLC 68,307 512,000 1.43%
9 RAYMOND JAMES & ASSOCIATES 65,483 491,000 1.37%
10 MORGAN STANLEY 48,489 363,000 1.01%
11 UBS Group AG 41,795 313,000 0.87%
12 ROYAL BANK OF CANADA 36,413 273,000 0.76%
13 ROBINSON CAPITAL MANAGEMENT, LLC 32,800 246,000 0.69%
14 First Allied Advisory Services, Inc. 32,302 243,000 0.68%
15 InterOcean Capital, LLC 29,660 222,000 0.62%
16 LPL Financial LLC 20,510 157,000 0.44%
17 Regis Management CO LLC 15,180 114,000 0.32%
18 Sigma Planning Corp 15,263 114,000 0.32%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,451 108,000 0.30%
20 Private Advisor Group, LLC 13,634 104,000 0.29%
21 Capital Investment Advisors, LLC 13,800 104,000 0.29%
22 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,650 87,000 0.24%
23 ADVISOR GROUP, INC. 8,600 64,000 0.18%
24 Creative Planning 7,300 55,000 0.15%
25 WELLS FARGO & COMPANY/MN 6,981 53,000 0.15%
26 MSI Financial Services Inc 6,200 47,000 0.13%
27 ENVESTNET ASSET MANAGEMENT INC 5,708 43,000 0.12%
28 DEUTSCHE BANK AG\ 2,066 15,000 0.04%
29 CITIGROUP INC 1,450 11,000 0.03%
30 IFP ADVISORS, INC 820 6,000 0.02%
31 TCI Wealth Advisors, Inc. 601 5,000 0.01%
32 TD Capital Management LLC 694 5,000 0.01%
33 WOLVERINE TRADING LP /BD 309 2,296 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.