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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
551 BOYD GAMING CORP COM 2,113 39 0.00%
552 ATHENA HEALTH INC. 279 39 0.00%
553 KB Financial Group Inc 1,380 39 0.00%
554 PENGROWTH ENERGY CORP 21,081 39 0.00%
555 VALE S A 9,662 39 0.00%
556 INVESCO HIGH INCOME TR II 2,828 39 0.00%
557 ERA GROUP INC COM 4,099 39 0.00%
558 FRANKLIN STREET PPTY CP 3,210 39 0.00%
559 NORDIC AMERICAN TANKERS LIMI 2,802 39 0.00%
560 BANCO DE CHILE 617 40 0.00%
561 CUSHING RENAISSANCE FD 2,579 40 0.00%
562 ANTERO RES CORP 1,549 40 0.00%
563 HERTZ FLOBAL HOLDINGS INC 3,603 40 0.00%
564 FIRST TR STRATEGIC HIGH INC 3,318 40 0.00%
565 AMERICAN CAP LTD 2,542 40 0.00%
566 TWITTER INC 2,356 40 0.00%
567 HEIDRICK & STRUGGLESINTL INC 2,455 41 0.00%
568 THERAPEUTICSMD INC 4,836 41 0.00%
569 COLLECTORS UNIVERSE INC 2,086 41 0.00%
570 SPARTANNASH CO COM 1,357 41 0.00%
571 HANCOCK JOHN INVS TR 2,520 41 0.00%
572 KELLOGG CO 502 41 0.00%
573 MEAD JOHNSON NUTRITION CO 453 41 0.00%
574 CREDIT SUISSE ASSET MGMT INC 14,016 41 0.00%
575 G-III APPAREL GROUP LTD 895 41 0.00%
576 HAYNES INTERNATIONAL INC 1,282 41 0.00%
577 RADISYS CORP COM 9,100 41 0.00%
578 WESTERN ASSET GLB PTNRS INCO 4,747 41 0.00%
579 VOYA ASIA PAC DIVID EQUITY I 4,580 41 0.00%
580 OTTER TAIL CORP 1,225 41 0.00%
581 H&E EQUIPMENT SERVICES LLC COM 2,193 42 0.00%
582 REPUBLIC FIRST BANCORP INC 9,720 42 0.00%
583 SOHU COM INC COM 1,103 42 0.00%
584 DESTINATION XL GROUP INC COM 9,192 42 0.00%
585 DIVIDEND AND INCOME FUND 3,831 42 0.00%
586 TRIPADVISOR INC 646 42 0.00%
587 DESTINATION XL GROUP INC COM 9,173 42 0.00%
588 SONIC CORP 1,571 42 0.00%
589 PATTERN ENERGY GROUP INC 1,850 42 0.00%
590 LSB INDS INC COM 3,509 42 0.00%
591 NEWS CORP CL A 3,729 42 0.00%
592 IDERA PHARMACEUTICALS INCORPORATED COM NEW 28,282 43 0.00%
593 COOPER COS INC 248 43 0.00%
594 RENASANT CORP 1,317 43 0.00%
595 OIL STS INTL INC 1,307 43 0.00%
596 WABASH NATL CORP 3,421 43 0.00%
597 KOSMOS ENERGY LTD SHS 7,871 43 0.00%
598 DISNEY WALT CO 437 43 0.00%
599 TRINITY INDS INC 2,300 43 0.00%
600 VOYA EMERGING MKTS HIGH DIVI 5,786 43 0.00%
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