| 1 |
Saba Capital Management, L.P. |
540,418 |
7,436,000 |
31.88% |
|
|
| 2 |
Advisors Asset Management, Inc. |
384,866 |
5,296,000 |
22.71% |
|
|
| 3 |
MORGAN STANLEY |
205,687 |
2,830,000 |
12.13% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
182,186 |
2,507,000 |
10.75% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
175,140 |
2,410,000 |
10.33% |
|
|
| 6 |
Yorktown Management & Research Co Inc |
40,000 |
550,000 |
2.36% |
|
|
| 7 |
Shaker Financial Services, LLC |
37,515 |
516,000 |
2.21% |
|
|
| 8 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
17,179 |
236,000 |
1.01% |
|
|
| 9 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
17,075 |
235,000 |
1.01% |
|
|
| 10 |
Laurion Capital Management LP |
15,772 |
217,000 |
0.93% |
|
|
| 11 |
SII INVESTMENTS INC/WI |
14,175 |
196,000 |
0.84% |
|
|
| 12 |
LPL Financial LLC |
14,013 |
193,000 |
0.83% |
|
|
| 13 |
Virtu KCG Holdings LLC |
10,532 |
145,000 |
0.62% |
|
|
| 14 |
CITIGROUP INC |
10,204 |
140,000 |
0.60% |
|
|
| 15 |
UBS Group AG |
8,862 |
122,000 |
0.52% |
|
|
| 16 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
8,395 |
116,000 |
0.50% |
|
|
| 17 |
ADVISOR GROUP, INC. |
3,930 |
53,000 |
0.23% |
|
|
| 18 |
ROYAL BANK OF CANADA |
2,165 |
30,000 |
0.13% |
|
|
| 19 |
GENEOS WEALTH MANAGEMENT INC. |
2,039 |
28,000 |
0.12% |
|
|
| 20 |
Creative Planning |
1,562 |
21,000 |
0.09% |
|
|
| 21 |
Highlander Capital Management, LLC |
932 |
13,000 |
0.06% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
902 |
12,000 |
0.05% |
|
|
| 23 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
900 |
12,000 |
0.05% |
|
|
| 24 |
IFP ADVISORS, INC |
327 |
4,000 |
0.02% |
|
|
| 25 |
D'Orazio & Associates, Inc. |
272 |
4,000 |
0.02% |
|
|
| 26 |
VALLEY NATIONAL ADVISERS INC |
46 |
1,000 |
0.00% |
|
|
| 27 |
WFG Advisors, LP |
2 |
0 |
0.00% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
| 29 |
M&R CAPITAL MANAGEMENT INC |
40 |
0 |
0.00% |
|
|
