| 1 |
Saba Capital Management, L.P. |
719,560 |
6,167,000 |
22.09% |
|
|
| 2 |
Shaker Financial Services, LLC |
492,884 |
4,219,000 |
15.11% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
437,094 |
3,742,000 |
13.40% |
|
|
| 4 |
CITIGROUP INC |
367,194 |
3,147,000 |
11.27% |
|
|
| 5 |
UBS Group AG |
255,560 |
2,188,000 |
7.84% |
|
|
| 6 |
Laurion Capital Management LP |
187,203 |
1,604,000 |
5.75% |
|
|
| 7 |
Invesco Ltd. |
130,479 |
1,117,000 |
4.00% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
85,000 |
728,000 |
2.61% |
|
|
| 9 |
GUGGENHEIM CAPITAL LLC |
77,296 |
663,000 |
2.37% |
|
|
| 10 |
Weiss Asset Management LP |
74,865 |
642,000 |
2.30% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
69,234 |
593,000 |
2.12% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
59,874 |
512,000 |
1.83% |
|
|
| 13 |
AQR ARBITRAGE LLC |
48,287 |
414,000 |
1.48% |
|
|
| 14 |
MORGAN STANLEY |
47,197 |
404,000 |
1.45% |
|
|
| 15 |
WEDBUSH SECURITIES INC |
33,115 |
283,000 |
1.01% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
32,118 |
275,000 |
0.99% |
|
|
| 17 |
Advisors Asset Management, Inc. |
27,543 |
236,000 |
0.85% |
|
|
| 18 |
LEVIN CAPITAL STRATEGIES, L.P. |
20,000 |
171,000 |
0.61% |
|
|
| 19 |
SHUFRO ROSE & CO LLC |
19,700 |
169,000 |
0.61% |
|
PRN |
| 20 |
Cambridge Investment Research Advisors, Inc. |
18,286 |
157,000 |
0.56% |
|
|
| 21 |
LPL Financial LLC |
14,407 |
125,000 |
0.45% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
68,000 |
0.24% |
|
|
| 23 |
MYCIO WEALTH PARTNERS, LLC |
7,000 |
60,000 |
0.21% |
|
|
| 24 |
ADVISOR GROUP, INC. |
5,387 |
45,000 |
0.16% |
|
|
| 25 |
Livingston Group Asset Management CO (operating as Southport Capital Management) |
4,000 |
34,000 |
0.12% |
|
|
| 26 |
ENVESTNET ASSET MANAGEMENT INC |
3,852 |
33,000 |
0.12% |
|
|
| 27 |
WELLS FARGO & COMPANY/MN |
3,902 |
33,000 |
0.12% |
|
|
| 28 |
Bartlett & Co. LLC |
3,250 |
28,000 |
0.10% |
|
|
| 29 |
MSI Financial Services Inc |
3,133 |
27,000 |
0.10% |
|
|
| 30 |
Carroll Financial Associates, Inc. |
2,000 |
17,000 |
0.06% |
|
|
| 31 |
DUNCKER STREETT & CO INC |
1,120 |
10,000 |
0.04% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
366 |
3,000 |
0.01% |
|
|
| 33 |
ROYAL BANK OF CANADA |
200 |
2,000 |
0.01% |
|
|
| 34 |
WOLVERINE TRADING LP /BD |
139 |
1,183 |
0.00% |
|
|
| 35 |
Creative Planning |
75 |
1,000 |
0.00% |
|
|
