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CUSHING RENAISSANCE FD
CUSHING RENAISSANCE FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $20,993,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Bulldog Investors, LLP 529,001 8,289,000 39.48%
2 Advisors Asset Management, Inc. 298,190 4,673,000 22.26%
3 DESCHUTES PORTFOLIO STRATEGY, LLC 94,059 1,474,000 7.02%
4 RAYMOND JAMES & ASSOCIATES 82,850 1,298,000 6.18%
5 Invesco Ltd. 58,860 922,000 4.39%
6 1607 Capital Partners, LLC 37,228 583,000 2.78%
7 ROYAL BANK OF CANADA 35,365 554,000 2.64%
8 MORGAN STANLEY 34,971 548,000 2.61%
9 GUGGENHEIM CAPITAL LLC 33,966 532,000 2.53%
10 OPPENHEIMER & CO INC 32,352 507,000 2.42%
11 STIFEL FINANCIAL CORP 27,958 438,000 2.09%
12 RAYMOND JAMES TRUST N.A. 22,617 354,000 1.69%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,802 295,000 1.41%
14 Thomas J. Herzfeld Advisors, Inc. 13,705 215,000 1.02%
15 WELLS FARGO & COMPANY/MN 6,870 108,000 0.51%
16 UBS Group AG 5,317 83,000 0.40%
17 PNC FINANCIAL SERVICES GROUP, INC. 3,450 54,000 0.26%
18 ADVISOR GROUP, INC. 2,701 41,000 0.20%
19 IFP ADVISORS, INC 680 11,000 0.05%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 400 6,000 0.03%
21 Financial Architects, Inc 400 6,000 0.03%
22 CITIGROUP INC 149 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.