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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 Apricus Biosciences, Inc. 18,500 7 0.00%
102 MALIBU BOATS INCORPORATED COM CLASS A 583 7 0.00%
103 RMR GROUP INC 223 7 0.00%
104 TETRALOGIC PHARMA CO 21,865 7 0.00%
105 NW Biotherapeutics 12,251 7 0.00%
106 TG THERAPEUTICS INC 1,190 7 0.00%
107 ORCHID IS CAP INC 660 7 0.00%
108 KOSMOS ENERGY LTD SHS 1,364 7 0.00%
109 CRYSTAL ROCK HLDGS INC 11,586 8 0.00%
110 IDT CORPORATION CLASS B NEW 562 8 0.00%
111 GEVO INC 14,100 8 0.00%
112 DOCUMENT SEC SYS INC COM 40,945 8 0.00%
113 INTREPID POTASH INC 5,412 8 0.00%
114 SERVICESOURCE INTL 1,968 8 0.00%
115 SILICONWARE PRECISION INDS L 1,077 8 0.00%
116 LIBERTY BROADBAND CORP COM SER A 127 8 0.00%
117 Ensync Inc Com 20,360 8 0.00%
118 TEXTAINER GROUP HOLDINGS LTD 732 8 0.00%
119 ENGILITY HLDGS INC NEW COM 400 8 0.00%
120 LSI INDS INC COM 766 8 0.00%
121 UNITED CMNTY FINL CORP OHIO COM 1,500 9 0.00%
122 COCA COLA FEMSA S A B DE C V 112 9 0.00%
123 Mosys Inc (MOSY) 22,423 9 0.00%
124 MULTI PACKAGING SOLUTION 682 9 0.00%
125 RELIV INTL INC COM NEW 13,723 9 0.00%
126 ImmunoCellular Therapeutics Lt 37,859 9 0.00%
127 COSI INC 18,007 9 0.00%
128 NEOPHOTONICS CORP 994 9 0.00%
129 ARCELORMITTAL SA LUXEMBOURG 2,032 9 0.00%
130 YRC WORLDWIDE INC 1,049 9 0.00%
131 NORWEGIAN CRUISE LINE HLDG L 222 9 0.00%
132 NVE CORP 154 9 0.00%
133 BLACKROCK NY MUNI INC QLTY T 618 9 0.00%
134 TRONOX LTD SHS CL A 2,098 9 0.00%
135 MATEON THERAPEUTICS INC 13,948 10 0.00%
136 COWEN GROUP INC NEW 3,298 10 0.00%
137 WEIGHT WATCHERS INTL INC NEW 895 10 0.00%
138 AGENUS INC 2,357 10 0.00%
139 DR REDDYS LABS LTD 188 10 0.00%
140 EMBRAER S A 471 10 0.00%
141 TERRAFORM GLOBAL INC CL A 2,945 10 0.00%
142 CLEAN ENERGY FUELS CORPORATION COM 2,825 10 0.00%
143 TELIGENT INC NEW 1,336 10 0.00%
144 FAIRPOINT COMMUNICATIONS INC COM NEW 685 10 0.00%
145 CHOICE HOTELS INTL NEW 210 10 0.00%
146 AMERICAN RAILCAR INDS INC 250 10 0.00%
147 CHEMOURS CO 1,238 10 0.00%
148 RETAILMENOT INC COM SER 1 1,242 10 0.00%
149 GREIF INC 181 10 0.00%
150 Casella Waste SYS 1,246 10 0.00%
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