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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 ALLIANZGI CONV & INCOME FD 375,040 2,306 0.01%
202 ALLIANZGI CONV & INCOME FD 2,064 13 0.00%
203 ALLIANZGI DIVERS INC & CNV F 67,033 1,191 0.00%
204 ALLIANZGI DIVIDEND INT PRM 6,603 81 0.00%
205 ALLIANZGI DIVIDEND INT PRM 1,388,186 17,116 0.05%
206 ALLIANZGI EQUITY CONV INCO 322,635 5,933 0.02%
207 ALLIANZGI EQUITY CONV INCO 683 13 0.00%
208 ALLIANZGI EQUITY CONV INCO 30,168 555 0.00%
209 ALLIED WRLD ASSUR COM HLDG A 11,160 392 0.00%
210 ALLIED WRLD ASSUR COM HLDG A 26,890 945 0.00%
211 ALLISON TRANSMISSION HLDGS INC COM 35,683 1,007 0.00%
212 ALLISON TRANSMISSION HLDGS INC COM 30,017 848 0.00%
213 ALLSCRIPTS HEALTHCARE SOLUTN 27,062 344 0.00%
214 ALLSCRIPTS HEALTHCARE SOLUTN 82,374 1,046 0.00%
215 ALLSTATE CORP 37,583 2,629 0.01%
216 ALLSTATE CORP 15,811 1,106 0.00%
217 ALLSTATE CORP 11,907 833 0.00%
218 ALLSTATE CORP 558,875 39,093 0.12%
219 ALLY FINL INC 63,134 1,078 0.00%
220 ALLY FINL INC 394,599 6,736 0.02%
221 ALLY FINL INC 105,690 1,804 0.01%
222 ALMOST FAMILY INC COM 46,756 1,992 0.01%
223 ALNYLAM PHARMACEUTICALS INC 86,368 4,793 0.02%
224 ALON USA PARTNERS LP 128,547 1,297 0.00%
225 ALPHABET INC 116,690 80,761 0.25%
226 ALPHABET INC 108,517 76,345 0.24%
227 ALPHABET INC 9,824 6,799 0.02%
228 ALPHABET INC 2,951 2,042 0.01%
229 ALPHABET INC 6,073 4,273 0.01%
230 ALPHABET INC 28,211 19,847 0.06%
231 ALPHABET INC 5 3 0.00%
232 ALPHABET INC 5 4 0.00%
233 ALPHATEC HOLDINGS INC 31,101 11 0.00%
234 ALPINE GLOBAL DYNAMIC DIVD F 4,499 38 0.00%
235 ALPINE GLOBAL DYNAMIC DIVD F 22,367 189 0.00%
236 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 100,125 550 0.00%
237 ALPINE TOTAL DYNAMIC DIVID F 73,558 534 0.00%
238 ALPINE TOTAL DYNAMIC DIVID F 497,805 3,614 0.01%
239 ALPINE TOTAL DYNAMIC DIVID F 1,572 11 0.00%
240 ALPS ETF TR 1,984,645 25,245 0.08%
241 ALTISOURCE PORTFOLIO SOLNS S 18,886 526 0.00%
242 ALTRIA GROUP INC 39,969 2,755 0.01%
243 ALTRIA GROUP INC 24,563 1,693 0.01%
244 ALTRIA GROUP INC 1,169,794 80,669 0.25%
245 ALTRIA GROUP INC 373,267 25,740 0.08%
246 AMAG PHARMACEUTICALS INC 86,688 2,074 0.01%
247 AMAZON COM INC 19 14 0.00%
248 AMAZON COM INC 17,801 12,739 0.04%
249 AMAZON COM INC 181,656 129,997 0.41%
250 AMAZON COM INC 16,018 11,463 0.04%
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