| 1 |
Karpus Management, Inc. |
1,245,594 |
22,906,000 |
21.22% |
|
|
| 2 |
Advisors Asset Management, Inc. |
922,690 |
16,968,000 |
15.72% |
|
|
| 3 |
MORGAN STANLEY |
726,510 |
13,361,000 |
12.38% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
511,347 |
9,404,000 |
8.71% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
444,593 |
8,176,000 |
7.57% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
353,486 |
6,501,000 |
6.02% |
|
|
| 7 |
UBS Group AG |
295,427 |
5,433,000 |
5.03% |
|
|
| 8 |
Invesco Ltd. |
243,129 |
4,471,000 |
4.14% |
|
|
| 9 |
ROYAL BANK OF CANADA |
142,609 |
2,623,000 |
2.43% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
137,495 |
2,529,000 |
2.34% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
117,335 |
2,158,000 |
2.00% |
|
|
| 12 |
1607 Capital Partners, LLC |
98,015 |
1,802,000 |
1.67% |
|
|
| 13 |
LPL Financial LLC |
82,674 |
1,524,000 |
1.41% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
61,738 |
1,136,000 |
1.05% |
|
|
| 15 |
Global Endowment Management, LP |
60,000 |
1,103,000 |
1.02% |
|
|
| 16 |
Raymond James Financial Services Advisors, Inc. |
42,415 |
780,000 |
0.72% |
|
|
| 17 |
ROTHSCHILD INVESTMENT LLC /IL |
34,718 |
638,000 |
0.59% |
|
|
| 18 |
RELATIVE VALUE PARTNERS GROUP, LLC |
31,834 |
585,000 |
0.54% |
|
|
| 19 |
TELEMUS CAPITAL, LLC |
30,388 |
559,000 |
0.52% |
|
|
| 20 |
OPPENHEIMER & CO INC |
27,447 |
505,000 |
0.47% |
|
|
| 21 |
BAIRD FINANCIAL GROUP, INC. |
24,732 |
455,000 |
0.42% |
|
|
| 22 |
BRINKER CAPITAL INC |
22,996 |
423,000 |
0.39% |
|
|
| 23 |
Concert Wealth Management Inc. |
22,275 |
410,000 |
0.38% |
|
|
| 24 |
Cetera Advisors LLC |
21,890 |
402,000 |
0.37% |
|
|
| 25 |
Brick & Kyle, Associates |
20,035 |
368,000 |
0.34% |
|
|
| 26 |
SHEPHERD KAPLAN KROCHUK, LLC |
16,960 |
312,000 |
0.29% |
|
|
| 27 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
17,173 |
309,000 |
0.29% |
|
|
| 28 |
POINTE CAPITAL MANAGEMENT LLC |
16,215 |
298,000 |
0.28% |
|
|
| 29 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13,242 |
244,000 |
0.23% |
|
|
| 30 |
TILLER PRIVATE WEALTH, INC. |
12,890 |
237,000 |
0.22% |
|
|
| 31 |
CITIGROUP INC |
12,231 |
225,000 |
0.21% |
|
|
| 32 |
NATIONAL PLANNING CORP |
11,086 |
212,000 |
0.20% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
10,443 |
192,000 |
0.18% |
|
|
| 34 |
ADVISOR GROUP, INC. |
7,850 |
143,000 |
0.13% |
|
|
| 35 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
7,049 |
130,000 |
0.12% |
|
|
| 36 |
ENVESTNET ASSET MANAGEMENT INC |
2,614 |
48,000 |
0.04% |
|
|
| 37 |
GENEOS WEALTH MANAGEMENT INC. |
2,526 |
46,000 |
0.04% |
|
|
| 38 |
DEUTSCHE BANK AG\ |
2,550 |
46,000 |
0.04% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
2,500 |
45,000 |
0.04% |
|
|
| 40 |
SIGNATUREFD, LLC |
2,000 |
37,000 |
0.03% |
|
|
| 41 |
Thomas J. Herzfeld Advisors, Inc. |
2,000 |
37,000 |
0.03% |
|
|
| 42 |
CEDAR WEALTH MANAGEMENT, LLC |
1,695 |
31,000 |
0.03% |
|
|
| 43 |
IFP ADVISORS, INC |
1,339 |
25,000 |
0.02% |
|
|
| 44 |
CENTRAL TRUST Co |
1,250 |
23,000 |
0.02% |
|
|
| 45 |
Edge Wealth Management LLC |
1,050 |
19,000 |
0.02% |
|
SH |
| 46 |
BANK OF MONTREAL /CAN/ |
769 |
14,000 |
0.01% |
|
|
| 47 |
MSI Financial Services Inc |
591 |
11,000 |
0.01% |
|
|
| 48 |
MOSAIC FAMILY WEALTH, LLC |
500 |
10,000 |
0.01% |
|
|
| 49 |
Iowa State Bank |
500 |
9,000 |
0.01% |
|
|
| 50 |
TD Capital Management LLC |
291 |
5,000 |
0.00% |
|
|
