| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,108,013 | 9,374,000 | 30.24% | ||
| 2 | MORGAN STANLEY | 440,154 | 3,724,000 | 12.02% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 340,183 | 2,878,000 | 9.29% | ||
| 4 | Karpus Management, Inc. | 313,190 | 2,650,000 | 8.55% | ||
| 5 | CORNERSTONE ADVISORS INC | 260,992 | 2,208,000 | 7.12% | ||
| 6 | 1607 Capital Partners, LLC | 204,376 | 1,729,000 | 5.58% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 173,356 | 1,467,000 | 4.73% | ||
| 8 | DESCHUTES PORTFOLIO STRATEGY, LLC | 129,482 | 1,095,000 | 3.53% | ||
| 9 | AQR ARBITRAGE LLC | 75,821 | 641,000 | 2.07% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 73,264 | 620,000 | 2.00% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 62,342 | 527,000 | 1.70% | ||
| 12 | Invesco Ltd. | 53,054 | 449,000 | 1.45% | ||
| 13 | WELLS FARGO & COMPANY/MN | 48,855 | 413,000 | 1.33% | ||
| 14 | ROYAL BANK OF CANADA | 46,132 | 390,000 | 1.26% | ||
| 15 | DOLIVER ADVISORS, LP | 39,930 | 338,000 | 1.09% | ||
| 16 | LPL Financial LLC | 34,854 | 292,000 | 0.94% | ||
| 17 | CSS LLC/IL | 34,387 | 291,000 | 0.94% | ||
| 18 | CITIGROUP INC | 32,529 | 275,000 | 0.89% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 26,866 | 227,000 | 0.73% | ||
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 26,582 | 225,000 | 0.73% | ||
| 21 | STATE OF WISCONSIN INVESTMENT BOARD | 26,266 | 222,000 | 0.72% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 25,801 | 218,000 | 0.70% | ||
| 23 | UBS Group AG | 22,815 | 193,000 | 0.62% | ||
| 24 | RELATIVE VALUE PARTNERS GROUP, LLC | 11,740 | 99,000 | 0.32% | ||
| 25 | TFS CAPITAL LLC | 10,718 | 91,000 | 0.29% | ||
| 26 | BKS ADVISORS, LLC | 10,000 | 85,000 | 0.27% | ||
| 27 | Gramercy Funds Management LLC | 9,500 | 80,000 | 0.26% | ||
| 28 | IFP ADVISORS, INC | 6,362 | 54,000 | 0.17% | ||
| 29 | SIGNATUREFD, LLC | 6,000 | 51,000 | 0.16% | ||
| 30 | PNC FINANCIAL SERVICES GROUP, INC. | 4,030 | 34,000 | 0.11% | ||
| 31 | ADVISOR GROUP, INC. | 2,300 | 19,000 | 0.06% | ||
| 32 | GLENMEDE TRUST CO NA | 2,250 | 19,000 | 0.06% | ||
| 33 | MSI Financial Services Inc | 1,056 | 9,000 | 0.03% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 503 | 4,000 | 0.01% | ||
| 35 | PIERSHALE FINANCIAL GROUP, INC. | 250 | 2,000 | 0.01% | ||
| 36 | Creative Planning | 93 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
