| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 2,784,295 | 17,123,000 | 19.35% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,061,510 | 12,678,000 | 14.33% | ||
| 3 | COHEN & STEERS, INC. | 2,030,915 | 12,490,000 | 14.12% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,353,277 | 8,322,000 | 9.41% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 967,103 | 5,948,000 | 6.72% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 757,755 | 4,660,000 | 5.27% | ||
| 7 | Vident Investment Advisory, LLC | 646,800 | 3,978,000 | 4.50% | ||
| 8 | BANK OF MONTREAL /CAN/ | 585,000 | 3,598,000 | 4.07% | ||
| 9 | MORGAN STANLEY | 463,361 | 2,850,000 | 3.22% | ||
| 10 | LPL Financial LLC | 298,581 | 1,893,000 | 2.14% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 305,874 | 1,881,000 | 2.13% | ||
| 12 | MSI Financial Services Inc | 295,348 | 1,816,000 | 2.05% | ||
| 13 | Advisors Asset Management, Inc. | 244,864 | 1,506,000 | 1.70% | ||
| 14 | ADVISOR GROUP, INC. | 236,374 | 1,451,000 | 1.64% | ||
| 15 | Invesco Ltd. | 185,922 | 1,143,000 | 1.29% | ||
| 16 | E&G Advisors, LP | 171,480 | 1,055,000 | 1.19% | ||
| 17 | Oxbow Advisors, LLC | 97,607 | 600,000 | 0.68% | ||
| 18 | Maryland Capital Management | 92,725 | 570,000 | 0.64% | ||
| 19 | SONORA INVESTMENT MANAGEMENT, LLC | 92,266 | 567,436 | 0.64% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 71,303 | 439,000 | 0.50% | ||
| 21 | CITIGROUP INC | 58,580 | 360,000 | 0.41% | ||
| 22 | ROYAL BANK OF CANADA | 46,997 | 289,000 | 0.33% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,989 | 258,000 | 0.29% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 37,298 | 229,000 | 0.26% | ||
| 25 | Investors Capital Advisory Services | 36,200 | 222,000 | 0.25% | ||
| 26 | VSR Financial Services, Inc. | 33,920 | 209,000 | 0.24% | ||
| 27 | Creative Planning | 33,199 | 204,000 | 0.23% | ||
| 28 | DOLIVER ADVISORS, LP | 30,245 | 187,000 | 0.21% | ||
| 29 | B. Riley Wealth Advisors, Inc. | 24,052 | 148,000 | 0.17% | ||
| 30 | CETERA INVESTMENT ADVISERS | 20,938 | 128,000 | 0.14% | ||
| 31 | Virtu KCG Holdings LLC | 20,869 | 128,000 | 0.14% | ||
| 32 | NATIONAL PLANNING CORP | 19,106 | 127,000 | 0.14% | ||
| 33 | Commonwealth Equity Services, Inc | 20,473 | 126,000 | 0.14% | ||
| 34 | Private Advisor Group, LLC | 18,943 | 120,000 | 0.14% | ||
| 35 | Concert Wealth Management Inc. | 17,653 | 108,000 | 0.12% | ||
| 36 | LEAVELL INVESTMENT MANAGEMENT, INC. | 17,200 | 106,000 | 0.12% | ||
| 37 | Prospera Financial Services Inc | 16,806 | 103,000 | 0.12% | ||
| 38 | CORNERSTONE ADVISORS INC | 14,601 | 90,000 | 0.10% | ||
| 39 | IFP ADVISORS, INC | 14,521 | 89,000 | 0.10% | ||
| 40 | Cetera Advisor Networks LLC | 14,105 | 87,000 | 0.10% | ||
| 41 | STIFEL FINANCIAL CORP | 13,293 | 82,000 | 0.09% | ||
| 42 | HYMAN CHARLES D | 13,400 | 82,000 | 0.09% | ||
| 43 | STEEL GROVE CAPITAL ADVISORS, LLC | 12,994 | 81,000 | 0.09% | ||
| 44 | Cetera Advisors LLC | 11,468 | 71,000 | 0.08% | ||
| 45 | ProVise Management Group, LLC | 11,453 | 70,000 | 0.08% | ||
| 46 | Stratford Consulting, LLC | 10,000 | 62,000 | 0.07% | ||
| 47 | NEXT Financial Group, Inc | 9,065 | 55,000 | 0.06% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 6,972 | 43,000 | 0.05% | ||
| 49 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,580 | 10,000 | 0.01% | ||
| 50 | US BANCORP \DE\ | 1,460 | 9,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
