| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SILICONWARE PRECISION INDS L | 50 | 0 | 0.00% | PRN | |
| 2 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 337,000 | 1,000 | 0.00% | ||
| 3 | ANDINA ACQUISITION CORP II | 4,925 | 1,000 | 0.00% | PRN | |
| 4 | GTY TECHNOLOGY HOLDINGS INC | 1,633 | 2,000 | 0.00% | ||
| 5 | JM GLOBAL HLDG CO | 4,200 | 2,000 | 0.00% | ||
| 6 | DOUBLE EAGLE ACQUISITION COR | 3,666 | 2,000 | 0.00% | ||
| 7 | M III ACQUISITION CORP | 5,100 | 2,000 | 0.00% | PRN | |
| 8 | JENSYN ACQUISITION CORP | 479 | 5,000 | 0.00% | PRN | |
| 9 | QUINPARIO ACQUISITION CORP 2 | 13,992 | 7,000 | 0.00% | ||
| 10 | AXAR ACQUISITION CORP WARRANT | 98,127 | 7,000 | 0.00% | ||
| 11 | AVISTA HEALTHCARE PUB ACQ CO | 14,500 | 7,000 | 0.00% | ||
| 12 | EASTERY ACQUISITION CORP | 21,525 | 8,000 | 0.00% | ||
| 13 | KLR ENERGY ACQUISITION CORP | 7,450 | 9,000 | 0.00% | ||
| 14 | CAPITOL ACQUISITION CORP III | 5,000 | 10,000 | 0.00% | ||
| 15 | CITIGROUP INC | 81,500 | 12,000 | 0.00% | PRN | |
| 16 | HARMONY MERGER CORP | 30,000 | 15,000 | 0.00% | ||
| 17 | HUNTER MARITIME ACQUISITION | 22,700 | 18,000 | 0.00% | ||
| 18 | GP INVTS ACQUISITION COR | 43,500 | 22,000 | 0.00% | ||
| 19 | GORES HLDGS II INC | 20,500 | 26,000 | 0.00% | ||
| 20 | ANDINA ACQUISITION CORP II | 55,000 | 28,000 | 0.00% | ||
| 21 | SABAN CAP ACQUISITION CORP | 24,800 | 33,000 | 0.00% | ||
| 22 | SHUTTERFLY INC | 700 | 34,000 | 0.01% | PRN | |
| 23 | ACORDA THERAPEUTICS INC | 1,700 | 36,000 | 0.01% | PRN | |
| 24 | Bank Of America 18 WTS | 50,000 | 46,000 | 0.01% | ||
| 25 | SANOFI | 125,000 | 56,000 | 0.01% | ||
| 26 | GLOBAL EAGLE ENTMT INC | 30,000 | 96,000 | 0.01% | Call | PRN |
| 27 | DHT HOLDINGS INC | 40,000 | 179,000 | 0.03% | ||
| 28 | CONYERS PK ACQUISITION | 17,950 | 187,000 | 0.03% | ||
| 29 | KINDRED HEALTHCARE INC | 25,000 | 209,000 | 0.03% | Call | |
| 30 | LANDCADIA HLDGS INC | 20,000 | 214,000 | 0.03% | ||
| 31 | CF CORP | 20,000 | 215,000 | 0.03% | ||
| 32 | JENSYN ACQUISITION CORP | 20,000 | 216,000 | 0.03% | PRN | |
| 33 | STELLAR ACQUISITION III INC | 21,518 | 216,000 | 0.03% | PRN | |
| 34 | 51JOB INC SP ADR REP COM | 6,650 | 244,000 | 0.04% | ||
| 35 | M I ACQUISITIONS INC | 26,411 | 270,000 | 0.04% | ||
| 36 | CAPITOL ACQUISITION CORP III | 30,000 | 347,000 | 0.05% | ||
| 37 | HUNTER MARITIME ACQUISITION | 34,104 | 355,000 | 0.05% | ||
| 38 | SYNCHRONOSS TECHNOLOGIES INC | 14,600 | 356,000 | 0.05% | ||
| 39 | SCORPIO TANKERS INC | 81,800 | 363,000 | 0.05% | Call | |
| 40 | SABAN CAP ACQUISITION CORP | 32,878 | 367,000 | 0.05% | ||
| 41 | CAPITOL ACQUISITION CORP III | 36,985 | 390,000 | 0.06% | ||
| 42 | KLR ENERGY ACQUISITION CORP | 43,056 | 442,000 | 0.07% | ||
| 43 | HERCULES CAPITAL INC | 30,000 | 454,000 | 0.07% | Put | |
| 44 | ZIONS BANCORPORATION | 50,000 | 454,000 | 0.07% | ||
| 45 | ROYAL DUTCH SHELL PLC | 8,998 | 474,000 | 0.07% | ||
| 46 | TWO HBRS INVT CORP | 50,000 | 480,000 | 0.07% | Put | PRN |
| 47 | GREAT ELM CAP CORP | 43,367 | 494,000 | 0.07% | ||
| 48 | CARNIVAL PLC | 8,900 | 515,000 | 0.08% | ||
| 49 | SCORPIO TANKERS INC | 125,000 | 555,000 | 0.08% | Put | |
| 50 | CENTRAL GARDEN & PET CO | 16,000 | 556,000 | 0.08% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-020125, filed 2017.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
