| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cellectar Biosciences @4.68 8/ | 500,000 | 0 | 0.00% | ||
| 2 | MARINA BIOTECH INC | 26,189 | 0 | 0.00% | ||
| 3 | Caladrius Biosciences Inc | 1,531,250 | 0 | 0.00% | ||
| 4 | CLEVELAND BIOLABS INC | 150,000 | 0 | 0.00% | ||
| 5 | ENTEROMEDICS INC | 60,000 | 0 | 0.00% | ||
| 6 | PHOSPHATE HOLDINGS INC | 656,667 | 0 | 0.00% | ||
| 7 | PLURISTEM THERAPEUTICS INC | 30,000 | 0 | 0.00% | ||
| 8 | RXI PHARMACEUTICALS CORP NEW | 145,000 | 0 | 0.00% | ||
| 9 | DISCOVERY LABORATORIES INC N | 200,000 | 0 | 0.00% | ||
| 10 | MAST THERAPEUTICS INC COM | 1,250,000 | 3,000 | 0.00% | ||
| 11 | GENERAL MTRS CO | 120,000 | 5,000 | 0.00% | ||
| 12 | KBS FASHION GROUP LTD | 270,000 | 5,000 | 0.00% | ||
| 13 | WESTERN ASSET MTG CAP CORP | 559,440 | 5,000 | 0.00% | ||
| 14 | QUEST RESOURCE HOLDING CORP | 750,000 | 5,000 | 0.00% | ||
| 15 | CONTRAFECT CORP | 46,824 | 12,000 | 0.00% | ||
| 16 | MICROVISION INC DEL | 730,000 | 17,000 | 0.00% | ||
| 17 | BARINGTON HILCO ACQUISITION | 98,475 | 18,000 | 0.00% | ||
| 18 | CAMBRIDGE CAP ACQUISITION CO | 125,000 | 31,000 | 0.00% | ||
| 19 | TYSON FOODS INC TANG EQ UNIT | 72,000 | 38,000 | 0.00% | PRN | |
| 20 | DELTA TECHNOLOGY HLDGS LTD | 576,058 | 43,000 | 0.00% | ||
| 21 | COMMUNITY HEALTH SYS INC NEW | 5,460,347 | 48,000 | 0.00% | ||
| 22 | CONTRAFECT CORP | 46,824 | 80,000 | 0.00% | ||
| 23 | WMI HOLDINGS CORP. | 31,328 | 81,000 | 0.00% | ||
| 24 | YANDEX N V | 9,455 | 101,000 | 0.00% | ||
| 25 | IMMUNE PHARMACEUTICALS INC | 250,000 | 108,000 | 0.00% | ||
| 26 | WL ROSS HOLDING CORP - CW19 | 135,625 | 111,000 | 0.00% | ||
| 27 | ERIN ENERGY CORP COM | 33,105 | 130,000 | 0.00% | ||
| 28 | QUOTIENT LTD | 10,156 | 132,000 | 0.00% | ||
| 29 | HUDBAY MINERALS INC | 392,200 | 138,000 | 0.00% | ||
| 30 | OCWEN FINL CORP | 20,500 | 138,000 | 0.00% | ||
| 31 | SFX ENTMT INC | 287,600 | 147,000 | 0.00% | ||
| 32 | INVESCO QUALITY MUN INCOME T | 13,840 | 168,000 | 0.00% | ||
| 33 | BLACKROCK MUNI INTER DR FD I | 12,500 | 174,000 | 0.00% | ||
| 34 | CENVEO INC | 98,497 | 186,000 | 0.00% | ||
| 35 | NUVEEN MUN MKT OPPORTUNITY F | 14,673 | 192,000 | 0.00% | ||
| 36 | ALLIANCEBERNSTEIN NATL MUN I | 14,757 | 197,000 | 0.00% | ||
| 37 | MYRIAD GENETICS INC | 5,484 | 206,000 | 0.00% | ||
| 38 | ELECTRUM SPL ACQUISITION CORP | 1,000,000 | 220,000 | 0.00% | ||
| 39 | NUVEEN PREM INCOME MUN FD | 16,523 | 221,000 | 0.00% | ||
| 40 | LL FLOORING HOLDINGS INC COM | 17,300 | 227,000 | 0.00% | ||
| 41 | ENSCO PLC | 22,900 | 229,000 | 0.00% | Put | |
| 42 | Nuveen Municipal Advanta | 17,552 | 233,000 | 0.00% | ||
| 43 | SLM CORP | 33,100 | 245,000 | 0.00% | ||
| 44 | SILVER WHEATON CORP | 20,400 | 245,000 | 0.00% | ||
| 45 | QUINPARIO ACQUISITION CORP 2 | 1,005,000 | 251,000 | 0.00% | ||
| 46 | AMC NETWORKS INC CL A | 3,524 | 258,000 | 0.00% | ||
| 47 | TEREX CORP NEW | 14,639 | 263,000 | 0.00% | ||
| 48 | VALHI INC NEW COM | 140,990 | 266,000 | 0.00% | ||
| 49 | PERICOM SEMICONDUCTOR CORP | 14,900 | 272,000 | 0.00% | ||
| 50 | BAXTER INTL INC | 8,953 | 294,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001288136-15-000056, filed 2015.11.16), New Holdings filing (0001288136-16-000122, filed 2016.11.14), New Holdings filing (0001288136-16-000121, filed 2016.11.14), New Holdings filing (0001288136-16-000111, filed 2016.08.15), New Holdings filing (0001288136-16-000105, filed 2016.05.16). and New Holdings filing (0001288136-16-000096, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
