| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,204,004 | 15,772,000 | 14.46% | ||
| 2 | MACKAY SHIELDS LLC | 828,004 | 10,847,000 | 9.94% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 737,993 | 9,668,000 | 8.86% | ||
| 4 | 1607 Capital Partners, LLC | 733,250 | 9,606,000 | 8.81% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 480,482 | 6,295,000 | 5.77% | ||
| 6 | Invesco Ltd. | 453,859 | 5,946,000 | 5.45% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 419,318 | 5,493,000 | 5.04% | ||
| 8 | WELLS FARGO & COMPANY/MN | 418,926 | 5,488,000 | 5.03% | ||
| 9 | Advisors Asset Management, Inc. | 411,610 | 5,392,000 | 4.94% | ||
| 10 | MORGAN STANLEY | 305,416 | 4,001,000 | 3.67% | ||
| 11 | OAK HILL ADVISORS LP | 233,201 | 3,055,000 | 2.80% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 190,316 | 2,493,000 | 2.29% | ||
| 13 | COHEN & STEERS, INC. | 169,661 | 2,223,000 | 2.04% | ||
| 14 | UBS Group AG | 158,773 | 2,080,000 | 1.91% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 155,028 | 2,031,000 | 1.86% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 150,818 | 1,975,000 | 1.81% | ||
| 17 | Horizon Kinetics LLC | 102,389 | 1,341,000 | 1.23% | ||
| 18 | NORTHERN CAPITAL MANAGEMENT LLC | 97,940 | 1,283,000 | 1.18% | ||
| 19 | AQR ARBITRAGE LLC | 86,150 | 1,129,000 | 1.04% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 82,977 | 1,087,000 | 1.00% | ||
| 21 | VAN ECK ASSOCIATES CORP | 73,492 | 963,000 | 0.88% | ||
| 22 | NEWGATE CAPITAL MANAGEMENT LLC | 70,332 | 917,000 | 0.84% | ||
| 23 | ROYAL BANK OF CANADA | 69,023 | 904,000 | 0.83% | ||
| 24 | NATIONAL PLANNING CORP | 55,796 | 749,000 | 0.69% | ||
| 25 | Liberty Street Advisors, Inc. | 56,012 | 734,000 | 0.67% | ||
| 26 | FIRST TRUST ADVISORS LP | 49,613 | 650,000 | 0.60% | ||
| 27 | Global Endowment Management, LP | 48,900 | 641,000 | 0.59% | ||
| 28 | LPL Financial LLC | 48,550 | 637,000 | 0.58% | ||
| 29 | Shamrock Asset Management LLC | 42,945 | 563,000 | 0.52% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,684 | 546,000 | 0.50% | ||
| 31 | HighTower Advisors, LLC | 40,191 | 526,000 | 0.48% | ||
| 32 | VICUS CAPITAL | 35,260 | 462,000 | 0.42% | ||
| 33 | Capital Investment Advisors, LLC | 33,255 | 436,000 | 0.40% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 27,941 | 366,000 | 0.34% | ||
| 35 | BB&T SECURITIES, LLC | 27,657 | 362,000 | 0.33% | ||
| 36 | Yellowstone Partners, LLC | 25,300 | 331,000 | 0.30% | ||
| 37 | WHITTIER TRUST CO OF NEVADA INC | 18,500 | 243,000 | 0.22% | ||
| 38 | MAD RIVER INVESTORS | 16,800 | 220,000 | 0.20% | ||
| 39 | ASHFORD CAPITAL MANAGEMENT INC | 15,643 | 205,000 | 0.19% | ||
| 40 | Pine River Capital Management L.P. | 14,673 | 192,000 | 0.18% | ||
| 41 | TFS CAPITAL LLC | 13,783 | 181,000 | 0.17% | ||
| 42 | Commonwealth Equity Services, Inc | 13,602 | 178,000 | 0.16% | ||
| 43 | BENJAMIN F. EDWARDS & COMPANY, INC. | 12,569 | 165,000 | 0.15% | ||
| 44 | COMMERCE BANK | 12,000 | 157,000 | 0.14% | ||
| 45 | SHEETS SMITH WEALTH MANAGEMENT | 10,627 | 139,000 | 0.13% | ||
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 9,307 | 122,000 | 0.11% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,217 | 68,000 | 0.06% | ||
| 48 | Apriem Advisors | 5,000 | 66,000 | 0.06% | ||
| 49 | US BANCORP \DE\ | 3,447 | 45,000 | 0.04% | ||
| 50 | Hoxton Financial, Inc. | 3,000 | 39,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
