| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,347,313 | 17,933,000 | 17.02% | ||
| 2 | 1607 Capital Partners, LLC | 1,192,644 | 15,874,000 | 15.07% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 849,642 | 11,309,000 | 10.73% | ||
| 4 | McGowan Group Asset Management, Inc. | 534,755 | 7,118,000 | 6.76% | ||
| 5 | MACKAY SHIELDS LLC | 397,849 | 5,295,000 | 5.03% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 333,524 | 4,439,000 | 4.21% | ||
| 7 | MORGAN STANLEY | 314,852 | 4,190,000 | 3.98% | ||
| 8 | OAK HILL ADVISORS LP | 290,998 | 3,873,000 | 3.68% | ||
| 9 | Samson Capital Advisors LLC | 290,518 | 3,867,000 | 3.67% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 290,335 | 3,864,000 | 3.67% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 255,472 | 3,400,000 | 3.23% | ||
| 12 | WELLS FARGO & COMPANY/MN | 241,442 | 3,213,000 | 3.05% | ||
| 13 | ROYAL BANK OF CANADA | 163,213 | 2,172,000 | 2.06% | ||
| 14 | JFS WEALTH ADVISORS, LLC | 119,833 | 1,595,000 | 1.51% | ||
| 15 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 114,888 | 1,529,000 | 1.45% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 111,532 | 1,484,000 | 1.41% | ||
| 17 | UBS Group AG | 108,707 | 1,447,000 | 1.37% | ||
| 18 | AQR ARBITRAGE LLC | 66,432 | 884,000 | 0.84% | ||
| 19 | Invesco Ltd. | 65,392 | 870,000 | 0.83% | ||
| 20 | VAN ECK ASSOCIATES CORP | 62,932 | 838,000 | 0.80% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 62,832 | 836,000 | 0.79% | ||
| 22 | NATIONAL PLANNING CORP | 59,206 | 801,000 | 0.76% | ||
| 23 | Liberty Street Advisors, Inc. | 60,031 | 799,000 | 0.76% | ||
| 24 | Global Endowment Management, LP | 50,580 | 673,000 | 0.64% | ||
| 25 | VICUS CAPITAL | 49,384 | 657,000 | 0.62% | ||
| 26 | NEWGATE CAPITAL MANAGEMENT LLC | 46,326 | 614,000 | 0.58% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,267 | 549,000 | 0.52% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 37,261 | 496,000 | 0.47% | ||
| 29 | LPL Financial LLC | 30,512 | 406,000 | 0.39% | ||
| 30 | Advisors Asset Management, Inc. | 30,298 | 403,000 | 0.38% | ||
| 31 | HighTower Advisors, LLC | 28,033 | 373,000 | 0.35% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 27,520 | 366,000 | 0.35% | ||
| 33 | Arete Wealth Advisors, LLC | 26,333 | 350,000 | 0.33% | ||
| 34 | Cambridge Investment Research Advisors, Inc. | 25,720 | 342,000 | 0.32% | ||
| 35 | WEDBUSH SECURITIES INC | 18,550 | 247,000 | 0.23% | ||
| 36 | Pine River Capital Management L.P. | 17,552 | 233,000 | 0.22% | ||
| 37 | Capital Investment Advisors, LLC | 16,915 | 225,000 | 0.21% | ||
| 38 | MARINER INVESTMENT GROUP LLC | 13,772 | 183,000 | 0.17% | ||
| 39 | US BANCORP \DE\ | 12,940 | 172,000 | 0.16% | ||
| 40 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 12,303 | 164,000 | 0.16% | ||
| 41 | TFS CAPITAL LLC | 12,200 | 162,000 | 0.15% | ||
| 42 | GOODWIN DANIEL L | 12,017 | 160,000 | 0.15% | ||
| 43 | Commonwealth Equity Services, Inc | 10,427 | 139,000 | 0.13% | ||
| 44 | SIT INVESTMENT ASSOCIATES INC | 10,300 | 137,000 | 0.13% | ||
| 45 | BLAIR WILLIAM & CO/IL | 10,000 | 133,000 | 0.13% | ||
| 46 | DEUTSCHE BANK AG\ | 7,804 | 103,000 | 0.10% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,696 | 49,000 | 0.05% | ||
| 48 | D.A. DAVIDSON & CO. | 3,500 | 46,000 | 0.04% | ||
| 49 | Creative Planning | 3,223 | 43,000 | 0.04% | ||
| 50 | Sandy Spring Bank | 3,000 | 40,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
