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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001288136-16-000114) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 HD SUPPLY HLDGS INCORPORATED 500,000 17,410 0.21%
52 HD SUPPLY HLDGS INCORPORATED 500,000 17,410 0.21%
53 VALERO ENERGY CORP NEW 340,162 17,348 0.21%
54 WORKDAY INC 15,550,000 17,282 0.21% PRN
55 PIONEER NAT RES CO 109,288 16,525 0.20%
56 VERIZON COMMUNICATIONS INC 292,922 16,357 0.20%
57 SOUTHWEST AIRLS CO 413,047 16,196 0.19%
58 HEARTWARE INTL INC 15,575,000 15,410 0.18% PRN
59 ALPHABET INC 21,356 14,780 0.18%
60 AMTRUST FINL SVCS INC 19,065,000 14,728 0.18% PRN
61 ISHARES TR 126,000 14,487 0.17% Put
62 RED HAT INC 196,900 14,295 0.17%
63 APOLLO COML REAL EST FIN INC 14,033,000 14,281 0.17% PRN
64 RAIT Financial 15,877,000 14,246 0.17% PRN
65 ICONIX BRAND GROUP INC 17,270,000 13,956 0.17% PRN
66 SOUFUN HLDGS LTD 14,000,000 13,720 0.16% PRN
67 JD COM INC 611,000 12,972 0.16%
68 CONSTELLIUM NV CL A 1,746,257 12,880 0.15%
69 MAGNA INTL INC 365,790 12,827 0.15%
70 NEWPARK RES INC SR NT CV 4 17 13,475,000 12,705 0.15% PRN
71 RPC INC 800,000 12,424 0.15%
72 CONTINENTAL RESOURE 270,500 12,246 0.15%
73 RESOURCE CAP CORP 12,399,000 12,089 0.14% PRN
74 MOLSON COORS BREWING CO 117,937 11,927 0.14%
75 COMCAST CORP NEW 182,891 11,924 0.14%
76 JUNIPER NETWORKS 528,134 11,878 0.14%
77 CALIFORNIA RES CORP 956,301 11,667 0.14%
78 SPDR S&P 500 ETF TR 55,400 11,605 0.14%
79 PROSPECT CAPITAL CORPORATION 11,416,000 11,573 0.14% PRN
80 PROSPECT CAPITAL CORPORATION 11,627,000 11,563 0.14% PRN
81 CHARTER COMMUNICATIONS INC N 50,425 11,528 0.14%
82 OASIS PETE INC NEW 1,176,036 10,984 0.13%
83 CONCHO RESOURCES 92,000 10,973 0.13%
84 LIBERTY SIRIUS GROUP-C 355,000 10,959 0.13%
85 ISHARES 360,000 10,864 0.13% Put
86 DISH NETWORK A 205,496 10,768 0.13%
87 STARBUCKS CORP 182,266 10,410 0.12%
88 CONSTELLATION BRANDS INC 58,433 9,666 0.12%
89 KINDER MORGAN INC DEL 511,751 9,579 0.11%
90 WEATHERFORD INTL PLC 1,700,000 9,435 0.11%
91 YY Inc. 9,500,000 9,251 0.11% PRN
92 TIME WARNER INC 124,658 9,168 0.11%
93 HORMEL FOODS CORP 249,400 9,128 0.11% Put
94 COACH INC 215,000 8,759 0.10%
95 HARMAN INTL INDS INC 120,000 8,618 0.10%
96 MICRON TECHNOLOGY INC 622,271 8,562 0.10%
97 TJX COS INC NEW 110,125 8,505 0.10%
98 OLD DOMINION FREIGHT LINE IN 140,196 8,455 0.10%
99 ENERNOC 11,875,000 8,445 0.10% PRN
100 MARATHON OIL CORP 561,400 8,427 0.10%
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New Holding filing (0001288136-17-000048) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SYNUTRA INTL INC 280,213 1,068 100.00%
New Holding filing (0001288136-17-000042) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,688,362 20,808 70.75%
2 KONGZHONG CORP SPONSO 1,699,990 8,602 29.25%
New Holding filing (0001288136-17-000035) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,921,882 363,716 88.97%
2 IKANG HEALTHCARE GROUP INC 2,058,359 44,996 11.01%
3 SKY-MOBI LTD-SP A 44,360 83 0.02%
New Holding filing (0001288136-16-000125) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ITC HOLDINGS 1,056,616 49,471 29.99%
2 E-HOUSE CHINA HOLDINGS 5,308,697 34,347 20.82%
3 JUMEI INTL HLDG LTD 4,158,531 17,175 10.41%
4 IDREAMSKY TECHNOLOGY LIMITED 958,876 13,069 7.92%
5 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 2,107,326 12,749 7.73%
6 InterDigital Inc 235,520 8,192 4.97%
7 CHINA NEPSTAR CHAIN DRUGSTOR 3,218,066 7,852 4.76%
8 AUTOHOME INC 345,648 6,951 4.21%
9 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 851,494 5,833 3.54%
10 SINOVAC BIOTECH LTD 547,899 3,249 1.97%
11 RENREN INCORPORATED SPONSORED ADR 1,684,307 3,015 1.83%
12 MOMO INC 225,000 2,275 1.38%
13 ZHAOPIN LTD 54,266 788 0.48%
Restatement filing (0001288136-16-000115) filed in 2016.08.16
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 796,759 4,008 0.05%
2 MTGE INVT CORP 437,472 6,908 0.08%
3 3M CO 6,482 1,135 0.01%
4 500 COM LTD 182,476 3,033 0.04%
5 ABERCROMBIE & FITCH CO 250,000 4,453 0.05%
6 AFLAC INC 16,558 1,195 0.01%
7 AGRIUM INC 11,500 1,344 0.02%
8 AIR PRODS & CHEMS INC 7,800 1,108 0.01%
9 AKAMAI TECHNOLOGIES INC 33,495 1,873 0.02%
10 ALLEGHANY CORP 2,167 1,191 0.01%
11 ALLISON TRANSMISSION HLDGS INC COM 39,000 1,101 0.01%
12 ALLSCRIPTS HEALTHCARE SOLUTN 375,900 4,774 0.06%
13 ALLSTATE CORP 15,306 1,071 0.01%
14 ALPHABET INC 21,356 14,780 0.18%
15 ALPHABET INC 71,143 49,237 0.59%
16 AMAZON COM INC 7,269 5,202 0.06%
17 AMDOCS LTD 18,356 1,060 0.01%
18 AMERICAN CAP LTD 6,153,221 97,405 1.16%
19 AMERICAN EXPRESS CO 13,900 845 0.01%
20 AMERICAN FINL GROUP INC OHIO 16,124 1,192 0.01%
21 AMERICAN NATL INS CO COM 10,100 1,143 0.01%
22 AMERIPRISE FINL INC 9,600 863 0.01%
23 AMERISOURCEBERGEN CORP 9,229 732 0.01%
24 AMTRUST FINL SVCS INC 19,065,000 14,728 0.18% PRN
25 AMYRIS INC 1,448,000 685 0.01% PRN
26 ANADARKO PETE CORP 336,019 17,893 0.21%
27 ANNALY CAP MGMT INC 2,000,000 22,140 0.26% Put
28 APOLLO COML REAL EST FIN INC 14,033,000 14,281 0.17% PRN
29 APPLE INC 433,051 41,400 0.49%
30 APPLIED INDL TECHNOLOGIES IN 22,800 1,029 0.01%
31 APTARGROUP INC 16,245 1,285 0.02%
32 ARCH CAP GROUP LTD 15,940 1,148 0.01%
33 ARGO GROUP INTERNATIONAL 21,279 1,104 0.01%
34 ARISTA NETWORKS INC 96,286 6,199 0.07%
35 ASBURY AUTOMOTIVE GROUP INC COM 40,000 2,110 0.03%
36 ASPEN INSURANCE HOLDINGS LTD 21,989 1,020 0.01%
37 AT&T INC 29,547 1,277 0.02%
38 ATKORE INTL GROUP INC COM 200,000 3,200 0.04%
39 AUTODESK INC 374,314 20,266 0.24%
40 AVID TECHNOLOGY INC 36,300,000 24,593 0.29% PRN
41 AXIS CAPITAL HOLDINGS LTD 18,909 1,040 0.01%
42 Agrofresh Solutions Warrants Exp 07/31/20 151,350 144 0.00%
43 Apollo Residentail Mtg Inc 27,058 363 0.00%
44 BAIDU INC 35,654 5,889 0.07%
45 BANK MONTREAL QUE 16,973 1,389 0.02%
46 BANK N S HALIFAX 19,422 1,230 0.01%
47 BARINGTON HILCO ACQUISITION 98,475 6 0.00%
48 BAXTER INTL INC 15,774 713 0.01%
49 BB&T CORP 25,862 921 0.01%
50 BCE INC 23,453 1,434 0.02%
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