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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,797 holdings with a total value of $6,010,639,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PRA GROUP INC 17 0 0.00%
2 KORN FERRY COM NEW 31 1,000 0.00%
3 WABCO HLDGS INC 9 1,000 0.00%
4 TAKE-TWO INTERACTIVE SOFTWAR 38 1,000 0.00%
5 AMERICAN INTL GROUP INC 61 1,000 0.00%
6 NEWPORT CORP 56 1,000 0.00%
7 CALERES INC 34 1,000 0.00%
8 PENN ENTERTAINMENT INC COM 58 1,000 0.00%
9 REPLIGEN CORP COM 26 1,000 0.00%
10 US Ecology Inc 22 1,000 0.00%
11 ATLAS RESOURCES PARTNERS LP 1,457 1,000 0.00%
12 MARKET VECTORS ETF TR 95 2,000 0.00%
13 SPDR SERIES TRUST 65 2,000 0.00%
14 SMITH & WESSON HLDG 65 2,000 0.00%
15 SPDR SERIES TRUST 65 2,000 0.00%
16 ADVISORSHARES TR 65 2,000 0.00%
17 RYDEX ETF TRUST 29 2,000 0.00%
18 Mkt Vectors BDC ETF 204 3,000 0.00%
19 iShares Mortgage Real Estate C 350 3,000 0.00%
20 SPDR SER TR 135 3,000 0.00%
21 ISHARES COHEN & STEERS REIT ETF 25 3,000 0.00%
22 ISHARES 75 4,000 0.00%
23 PUTNAM MASTER INTER INCOME T 887 4,000 0.00%
24 UDR INC 100 4,000 0.00%
25 FOSSIL GROUP INC 100 4,000 0.00%
26 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 155 4,000 0.00%
27 Recon Capital 157 4,000 0.00%
28 PUTNAM PREMIER INCOME TR 809 4,000 0.00%
29 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4,000 0.00%
30 PIMCO ETF TR 35 4,000 0.00%
31 VANECK VECTORS ETF TR MTG REIT INCOME 175 4,000 0.00%
32 LIBERTY GLOBAL PLC 136 5,000 0.00%
33 UBS AG JERSEY BRH 240 5,000 0.00%
34 SunEdison Inc 8,600 5,000 0.00%
35 MFS INTERMEDIATE HIGH INC FD 2,569 6,000 0.00%
36 Basic Energy Services 2,296 6,000 0.00%
37 GLOBAL HIGH INCOME FUND INC COM 808 7,000 0.00%
38 BROOKFIELD HIGH INCOME FD IN 1,113 8,000 0.00%
39 VERISK ANALYTICS INC 100 8,000 0.00%
40 ALUMINUM CORP CHINA LIMITED 1,048 8,000 0.00%
41 TRANSOCEAN PARTNERS LLC 1,055 9,000 0.00%
42 NUVEEN PFD INCOME OPPORTUN 1,058 10,000 0.00%
43 CHESAPEAKE ENERGY CORP 2,600 11,000 0.00%
44 APOLLO COML REAL EST FIN INC 699 11,000 0.00%
45 MRC GLOBAL 1,026 13,000 0.00%
46 URBAN OUTFITTERS INC 400 13,000 0.00%
47 AK STL HLDG CORP 3,208 13,000 0.00%
48 TENET HEALTHCARE CORP 450 13,000 0.00%
49 OPKO HEALTH INC 1,242 13,000 0.00%
50 DEUTSCHE GLBL HI INCM FD 1,648 13,000 0.00%
Page 1 of 36

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004222, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.