Dark
Light
System
Security
UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $9,132,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mosaic Financial Partners, Inc. 101,840 2,077,000 22.74%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 79,028 1,569,000 17.18%
3 INVESTMENT CENTERS OF AMERICA INC 64,515 1,319,000 14.44%
4 AMERIPRISE FINANCIAL INC 38,360 783,000 8.57%
5 Carroll Financial Associates, Inc. 31,040 633,000 6.93%
6 AMERICAN INTERNATIONAL GROUP, INC. 23,587 482,000 5.28%
7 VSR Financial Services, Inc. 19,916 406,000 4.45%
8 Cetera Advisor Networks LLC 17,725 361,000 3.95%
9 1834 INVESTMENT ADVISORS CO 14,700 300,000 3.29%
10 Cambridge Investment Research Advisors, Inc. 14,545 297,000 3.25%
11 ENVESTNET ASSET MANAGEMENT INC 12,191 249,000 2.73%
12 LPL Financial LLC 10,867 221,000 2.42%
13 ROYAL BANK OF CANADA 9,349 191,000 2.09%
14 THRIVENT FINANCIAL FOR LUTHERANS 4,778 96,000 1.05%
15 MORGAN STANLEY 2,191 45,000 0.49%
16 IFP ADVISORS, INC 2,174 44,000 0.48%
17 PNC FINANCIAL SERVICES GROUP, INC. 1,542 32,000 0.35%
18 MSI Financial Services Inc 829 17,000 0.19%
19 Advisors Asset Management, Inc. 240 5,000 0.05%
20 NEXT Financial Group, Inc 265 5,000 0.05%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%
22 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.