Dark
Light
System
Security
Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $33,277,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 488,777 7,820,000 23.50%
2 Mosaic Financial Partners, Inc. 383,980 6,332,000 19.03%
3 ROBLE, BELKO & COMPANY, INC 191,505 3,158,000 9.49%
4 Gradient Investments LLC 178,034 2,936,000 8.82%
5 TRADITION CAPITAL MANAGEMENT LLC 170,078 2,804,000 8.43%
6 MORGAN STANLEY 143,430 2,365,000 7.11%
7 STEPHENS INC /AR/ 104,774 1,728,000 5.19%
8 BANK OF AMERICA CORP /DE/ 54,585 900,000 2.70%
9 ENVESTNET ASSET MANAGEMENT INC 54,581 900,000 2.70%
10 MSI Financial Services Inc 49,078 809,000 2.43%
11 AMERIPRISE FINANCIAL INC 48,603 801,000 2.41%
12 Patriot Wealth Management, Inc. 27,671 456,000 1.37%
13 INVESTMENT CENTERS OF AMERICA INC 24,185 396,000 1.19%
14 Sigma Planning Corp 16,454 271,000 0.81%
15 LGL PARTNERS, LLC 14,929 246,000 0.74%
16 Cambridge Investment Research Advisors, Inc. 13,738 227,000 0.68%
17 ROYAL BANK OF CANADA 12,884 212,000 0.64%
18 VSR Financial Services, Inc. 12,509 206,000 0.62%
19 Sterling Capital Management LLC 10,960 181,000 0.54%
20 Moors & Cabot, Inc. 10,250 168,000 0.50%
21 UBS Group AG 7,481 123,000 0.37%
22 WELLS FARGO & COMPANY/MN 3,758 62,000 0.19%
23 IFP ADVISORS, INC 3,399 56,000 0.17%
24 AMERICAN INTERNATIONAL GROUP, INC. 3,257 54,000 0.16%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,907 31,000 0.09%
26 Creative Planning 1,000 16,000 0.05%
27 CAPTRUST FINANCIAL ADVISORS 1,000 16,000 0.05%
28 Advisors Asset Management, Inc. 204 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.