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NUVEEN PFD INCOME OPPORTUN
NUVEEN PFD INCOME OPPORTUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 95 Institutional holders with a total value of $146,504,193.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 McGowan Group Asset Management, Inc. 2,424,335 22,692,000 15.49%
2 COHEN & STEERS, INC. 1,634,294 15,297,000 10.44%
3 WELLS FARGO & COMPANY/MN 1,459,403 13,660,000 9.32%
4 MORGAN STANLEY 1,198,278 11,216,000 7.66%
5 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,162,460 10,881,000 7.43%
6 Invesco Ltd. 1,133,372 10,609,000 7.24%
7 AEGON ASSET MANAGEMENT UK PLC 741,080 6,943,920 4.74%
8 UBS Group AG 688,549 6,445,000 4.40%
9 LPL Financial LLC 488,837 4,615,000 3.15%
10 Jacobus Wealth Management, Inc. 371,715 3,479,000 2.37%
11 DUBUQUE BANK & TRUST CO 306,367 2,868,000 1.96%
12 Capital Investment Advisors, LLC 268,256 2,511,000 1.71%
13 DIXON HUBARD FEINOUR & BROWN INC/VA 225,250 2,246,000 1.53%
14 ROYAL BANK OF CANADA 237,003 2,218,000 1.51%
15 BANK OF AMERICA CORP /DE/ 224,026 2,097,000 1.43%
16 BANK OF MONTREAL /CAN/ 189,390 1,772,000 1.21%
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 163,414 1,530,000 1.04%
18 ENVESTNET ASSET MANAGEMENT INC 154,996 1,451,000 0.99%
19 Yorktown Management & Research Co Inc 140,000 1,310,000 0.89%
20 Raymond James Financial Services Advisors, Inc. 128,173 1,200,000 0.82%
21 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 114,253 1,069,000 0.73%
22 SeaBridge Investment Advisors LLC 114,140 1,068,000 0.73%
23 GUGGENHEIM CAPITAL LLC 107,169 1,003,000 0.68%
24 STIFEL FINANCIAL CORP 101,338 948,000 0.65%
25 E&G Advisors, LP 100,000 936,000 0.64%
26 FIRST TRUST ADVISORS LP 97,376 911,000 0.62%
27 Cutter & CO Brokerage, Inc. 93,239 873,000 0.60%
28 Cetera Advisor Networks LLC 90,362 845,000 0.58%
29 OPPENHEIMER & CO INC 87,727 821,000 0.56%
30 Commonwealth Equity Services, Inc 86,929 814,000 0.56%
31 AMERIPRISE FINANCIAL INC 78,831 738,000 0.50%
32 Global Endowment Management, LP 75,800 709,000 0.48%
33 MERIDIAN INVESTMENT COUNSEL INC. 75,750 709,000 0.48%
34 Cambridge Investment Research Advisors, Inc. 67,385 631,000 0.43%
35 STARFIRE INVESTMENT ADVISERS, INC. 66,640 623,750 0.43%
36 VSR Financial Services, Inc. 64,120 600,000 0.41%
37 Horizon Kinetics LLC 49,389 462,000 0.32%
38 NOESIS CAPITAL MANGEMENT CORP 46,475 435,000 0.30%
39 JANUS HENDERSON INVESTORS US LLC 42,543 398,000 0.27%
40 TELEMUS CAPITAL, LLC 37,950 355,000 0.24%
41 SIT INVESTMENT ASSOCIATES INC 35,765 335,000 0.23%
42 HL FINANCIAL SERVICES LLC 34,712 325,000 0.22%
43 HighTower Advisors, LLC 34,488 325,000 0.22%
44 Prospera Financial Services Inc 33,165 310,000 0.21%
45 IFP ADVISORS, INC 32,366 303,000 0.21%
46 Winslow, Evans & Crocker, Inc. 31,529 295,111 0.20%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,162 292,000 0.20%
48 RAYMOND JAMES & ASSOCIATES 28,095 263,000 0.18%
49 WFG Advisors, LP 23,066 216,000 0.15%
50 Creative Planning 22,467 210,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.