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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
701 GLADSTONE CAPITAL CORP 324,421 2,417 0.04%
702 GLADSTONE INVT CORP 936,612 6,575 0.11%
703 GLAXOSMITHKLINE PLC 214,787 8,710 0.14%
704 GLOBAL HIGH INCOME FUND INC COM 808 7 0.00%
705 GLOBAL PMTS INC 57,019 3,723 0.06%
706 GLOBAL X FDS 11,432 112 0.00%
707 GNC HLDGS INC 2,350 75 0.00%
708 GOLAR LNG PARTNERS LP 168,367 2,473 0.04%
709 GOLDCORP INC NEW 40,623 659 0.01%
710 GOLDMAN SACHS BDC INC 5,435 107 0.00%
711 GOLDMAN SACHS GROUP INC 64,153 10,071 0.17%
712 GOLDMAN SACHS MLP INC OPP FD 257,278 1,976 0.03%
713 GOLUB CAP BDC INC 126,669 2,193 0.04%
714 GOODYEAR TIRE & RUBR CO 82,337 2,715 0.05%
715 GOVERNMENT PPTYS INCOME TR 12,326 220 0.00%
716 GRACO INC COM 1,450 122 0.00%
717 GRAHAM HLDGS CO 100 48 0.00%
718 GRAINGER W W INC 11,483 2,680 0.04%
719 GRAND CANYON ED INC 7,443 318 0.01%
720 GRANITE CONSTR INC 1,075 51 0.00%
721 GREAT PLAINS ENERGY INC 55,328 1,784 0.03%
722 GREATBATCH INC 37,328 1,330 0.02%
723 GREENBRIER COS INC 14,315 396 0.01%
724 GREIF INC 572,959 18,764 0.31%
725 GREIF INC 177,515 8,308 0.14%
726 GRUPO AEROPORTUARIO CTR NORT 10,854 495 0.01%
727 GRUPO AEROPORTUARIO DEL SURE 6,147 923 0.02%
728 GRUPO SIMEC S A B DE C V 18,282 149 0.00%
729 GUANGSHEN RY LTD 4,342 93 0.00%
730 GUESS INC 802,999 15,072 0.25%
731 GUGGENHEIM ENHANCED EQUITY I 1,934,689 14,104 0.23%
732 GUGGENHEIM EQ WEIGHT ENHANC 65,099 1,051 0.02%
733 GULFPORT ENERGY CORP 3,300 94 0.00%
734 GW PHARMACEUTICALS PLC 40,667 2,934 0.05%
735 GasLog Partners, LP 166,340 2,766 0.05%
736 Grupo Aeroportuario Del Pacifi 6,175 548 0.01%
737 HAIN CELESTIAL GROUP INC 18,568 760 0.01%
738 HALLIBURTON CO 97,139 3,470 0.06%
739 HALYARD HEALTH INC 1,356 39 0.00%
740 HANCOCK JOHN INV TRUST TAX ADV GLB SH 75,095 816 0.01%
741 HANCOCK JOHN TAX-ADV DIV INC 1,009,495 23,016 0.38%
742 HANCOCK WHITNEY CORPORATION 2,000 46 0.00%
743 HANESBRANDS INC 1,900 54 0.00%
744 HANNON ARMSTRONG SUST INFR C 18,720 360 0.01%
745 HANOVER INS GROUP INC 3,721 336 0.01%
746 HARLEY DAVIDSON INC 900 46 0.00%
747 HARMAN INTL INDS INC COM 7,273 648 0.01%
748 HARRIS CORP 54,035 4,207 0.07%
749 HARTFORD FINL SVCS GROUP INC 9,019 416 0.01%
750 HASBRO INC 80,044 6,412 0.11%
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