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GW PHARMACEUTICALS PLC
GW PHARMACEUTICALS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 133 Institutional holders with a total value of $1,128,972,608.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 2,610,674 188,360,000 16.68%
2 FMR LLC 1,855,928 133,905,000 11.86%
3 PRUDENTIAL PLC 1,236,600 89,221,000 7.90%
4 Bank of New York Mellon Corp 1,138,280 82,127,000 7.27%
5 JANUS HENDERSON INVESTORS US LLC 1,097,371 79,178,000 7.01%
6 BANK OF AMERICA CORP /DE/ 1,028,245 74,187,000 6.57%
7 DEERFIELD MANAGEMENT COMPANY, L.P. 674,373 48,656,000 4.31%
8 Point72 Asset Management, L.P. 508,143 36,663,000 3.25%
9 FEDERATED HERMES, INC. 501,000 36,147,000 3.20%
10 MILLENNIUM MANAGEMENT LLC 483,999 34,921,000 3.09%
11 Capital World Investors 437,100 31,537,000 2.79%
12 ALLIANCEBERNSTEIN L.P. 356,834 25,746,000 2.28%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 285,700 20,613,000 1.83% Call
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 251,900 18,175,000 1.61% Put
15 GOLDMAN SACHS GROUP INC 202,300 14,596,000 1.29% Put
16 BlackRock Fund Advisors 199,247 14,376,000 1.27%
17 ORBIMED ADVISORS LLC 190,600 13,752,000 1.22%
18 RENAISSANCE TECHNOLOGIES LLC 179,400 12,944,000 1.15%
19 FOLGER HILL ASSET MANAGEMENT LP 152,617 11,011,000 0.98%
20 Rock Springs Capital Management LP 147,000 10,606,000 0.94%
21 MORGAN STANLEY 128,765 9,291,000 0.82%
22 FRANKLIN RESOURCES INC 109,970 7,934,000 0.70%
23 JPMORGAN CHASE & CO 104,046 7,507,000 0.66%
24 FOLGER HILL ASSET MANAGEMENT LP 100,000 7,215,000 0.64% Put
25 OppenheimerFunds, Inc. 100,000 7,215,000 0.64%
26 Asset Management One Co., Ltd. 98,316 6,972,000 0.62%
27 Redmile Group, LLC 82,300 5,938,000 0.53%
28 EVENTIDE ASSET MANAGEMENT, LLC 73,500 5,303,000 0.47%
29 FIRST MANHATTAN CO. LLC. 70,500 5,086,000 0.45%
30 CITIGROUP INC 66,000 4,762,000 0.42% Call
31 BARCLAYS PLC 62,200 4,478,000 0.40% Put
32 FARALLON CAPITAL MANAGEMENT LLC 60,000 4,329,000 0.38%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,997 4,184,000 0.37%
34 JANE STREET GROUP, LLC 56,200 4,055,000 0.36% Call
35 D. E. Shaw & Co., Inc. 47,700 3,442,000 0.30% Call
36 CITIGROUP INC 46,800 3,377,000 0.30% Put
37 Virtu KCG Holdings LLC 46,024 3,321,000 0.29%
38 Jefferies Group LLC 44,600 3,218,000 0.29% Put
39 JANE STREET GROUP, LLC 42,500 3,066,000 0.27% Put
40 DEUTSCHE BANK AG\ 42,364 3,055,000 0.27%
41 Jefferies Group LLC 41,300 2,980,000 0.26% Call
42 Advisors Asset Management, Inc. 40,667 2,934,000 0.26%
43 Spot Trading L.L.C 40,400 2,915,000 0.26% Call
44 Walleye Trading LLC 29,600 2,134,000 0.19% Put
45 TOCQUEVILLE ASSET MANAGEMENT L.P. 26,050 1,880,000 0.17%
46 CITADEL ADVISORS LLC 25,222 1,820,000 0.16%
47 SABBY MANAGEMENT, LLC 24,603 1,775,000 0.16%
48 NumerixS Investment Technologies Inc 24,300 1,753,000 0.16%
49 AMERIPRISE FINANCIAL INC 21,927 1,582,000 0.14%
50 CUTLER GROUP LLC / CA 173,800 1,541,000 0.14% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.