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GUGGENHEIM ENHNCD EQTY INCM
GUGGENHEIM ENHNCD EQTY INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 38 Institutional holders with a total value of $34,022,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,934,689 14,104,000 41.46%
2 Invesco Ltd. 555,673 4,051,000 11.91%
3 BANK OF AMERICA CORP /DE/ 311,887 2,273,000 6.68%
4 GUGGENHEIM CAPITAL LLC 296,557 2,162,000 6.35%
5 Shaker Financial Services, LLC 253,616 1,849,000 5.43%
6 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 215,651 1,572,000 4.62%
7 Raymond James Financial Services Advisors, Inc. 107,868 786,000 2.31%
8 ROBINSON CAPITAL MANAGEMENT, LLC 97,381 710,000 2.09%
9 Thomas J. Herzfeld Advisors, Inc. 93,259 680,000 2.00%
10 Commonwealth Equity Services, Inc 73,382 535,000 1.57%
11 BB&T SECURITIES, LLC 66,181 482,000 1.42%
12 CITIGROUP INC 62,297 455,000 1.34%
13 RAYMOND JAMES & ASSOCIATES 60,060 438,000 1.29%
14 LPL Financial LLC 46,799 338,000 0.99%
15 UBS Group AG 45,195 329,000 0.97%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 43,906 320,000 0.94%
17 DOLIVER ADVISORS, LP 41,654 304,000 0.89%
18 MORGAN STANLEY 39,374 287,000 0.84%
19 Creative Planning 39,060 285,000 0.84%
20 ROYAL BANK OF CANADA 35,365 258,000 0.76%
21 First Allied Advisory Services, Inc. 32,302 237,000 0.70%
22 InterOcean Capital, LLC 30,660 224,000 0.66%
23 CLOUGH CAPITAL PARTNERS L P 25,200 184,000 0.54%
24 Gramercy Funds Management LLC 23,447 171,000 0.50%
25 Curi Capital, LLC 18,530 135,000 0.40%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,296 112,000 0.33%
27 Regis Management CO LLC 15,180 111,000 0.33%
28 Sigma Planning Corp 15,116 110,000 0.32%
29 Capital Investment Advisors, LLC 13,800 101,000 0.30%
30 Waldron Private Wealth LLC 11,900 91,000 0.27%
31 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,650 85,000 0.25%
32 AMERICAN INTERNATIONAL GROUP, INC. 11,100 81,000 0.24%
33 ENVESTNET ASSET MANAGEMENT INC 7,013 51,000 0.15%
34 MSI Financial Services Inc 6,200 45,000 0.13%
35 Tower Research Capital LLC (TRC) 3,876 28,000 0.08%
36 WELLS FARGO & COMPANY/MN 3,409 25,000 0.07%
37 DEUTSCHE BANK AG\ 1,000 7,000 0.02%
38 IFP ADVISORS, INC 820 6,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.