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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1751 OWENS ILL INC 800 13 0.00%
1752 OPKO HEALTH INC 1,242 13 0.00%
1753 MRC Global Inc 1,026 13 0.00%
1754 CHESAPEAKE ENERGY CORP 2,600 11 0.00%
1755 APOLLO COML REAL EST FIN INC 699 11 0.00%
1756 NUVEEN PFD INCOME OPPORTUN 1,058 10 0.00%
1757 TRANSOCEAN PARTNERS LLC 1,055 9 0.00%
1758 BROOKFIELD HIGH INCOME FD IN 1,113 8 0.00%
1759 ALUMINUM CORP CHINA LIMITED 1,048 8 0.00%
1760 VERISK ANALYTICS INC 100 8 0.00%
1761 GLOBAL HIGH INCOME FUND INC COM 808 7 0.00%
1762 Basic Energy Services 2,296 6 0.00%
1763 MFS INTERMEDIATE HIGH INC FD 2,569 6 0.00%
1764 UBS AG JERSEY BRH 240 5 0.00%
1765 SUNEDISON INC 8,600 5 0.00%
1766 LIBERTY GLOBAL PLC 136 5 0.00%
1767 PUTNAM PREMIER INCOME TR 809 4 0.00%
1768 Recon Capital 157 4 0.00%
1769 PUTNAM MASTER INTER INCOME T 887 4 0.00%
1770 FOSSIL GROUP INC 100 4 0.00%
1771 PIMCO ETF TR 35 4 0.00%
1772 UDR INC 100 4 0.00%
1773 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4 0.00%
1774 MARKET VECTORS ETF TR 155 4 0.00%
1775 VANECK VECTORS ETF TR MTG REIT INCOME 175 4 0.00%
1776 ISHARES 75 4 0.00%
1777 Mkt Vectors BDC ETF 204 3 0.00%
1778 ISHARES TR 25 3 0.00%
1779 SPDR SER TR 135 3 0.00%
1780 iShares 350 3 0.00%
1781 SPDR SERIES TRUST 65 2 0.00%
1782 ADVISORSHARES TR 65 2 0.00%
1783 RYDEX ETF TRUST 29 2 0.00%
1784 SPDR SERIES TRUST 65 2 0.00%
1785 MARKET VECTORS ETF TR 95 2 0.00%
1786 SMITH & WESSON HLDG 65 2 0.00%
1787 WABCO HLDGS INC 9 1 0.00%
1788 TAKE-TWO INTERACTIVE SOFTWAR 38 1 0.00%
1789 AMERICAN INTL GROUP INC 61 1 0.00%
1790 REPLIGEN CORP COM 26 1 0.00%
1791 ATLAS RESOURCES PARTNERS LP 1,457 1 0.00%
1792 US Ecology Inc 22 1 0.00%
1793 PENN ENTERTAINMENT INC COM 58 1 0.00%
1794 KORN FERRY COM NEW 31 1 0.00%
1795 NEWPORT CORP 56 1 0.00%
1796 CALERES INC 34 1 0.00%
1797 PRA GROUP INC 17 0 0.00%
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