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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
201 BANC OF CALIFORNIA INC COM 25,077 439 0.01%
202 BANCO DE CHILE 12,803 825 0.01%
203 BANCO SANTANDER CHILE NEW 65,832 1,274 0.02%
204 BANCO SANTANDER SA 218,272 952 0.02%
205 BANCORPSOUTH INC 2,300 49 0.00%
206 BANCROFT FD LTD 148,833 2,672 0.04%
207 BANK AMER CORP 79,735 1,078 0.02%
208 BANK HAWAII CORP 1,200 82 0.00%
209 BANK MONTREAL QUE 27,041 1,641 0.03%
210 BANK NEW YORK MELLON CORP 12,038 443 0.01%
211 BANK OF THE OZARKS INC 4,786 201 0.00%
212 BARCLAYS BANK PLC 3,100 79 0.00%
213 BARD C R INC 23,439 4,750 0.08%
214 BARNES GROUP INC COM 28,442 996 0.02%
215 BAXALTA INC COM 227,239 9,180 0.15%
216 BAXTER INTL INC 246,940 10,144 0.17%
217 BB&T CORP 45,598 1,517 0.03%
218 BCE INC 34,792 1,584 0.03%
219 BECTON DICKINSON & CO 59,395 9,017 0.15%
220 BED BATH & BEYOND INC 800 40 0.00%
221 BELDEN INC 2,372 146 0.00%
222 BEMIS INC 35,267 1,826 0.03%
223 BERKLEY W R CORP 2,612 147 0.00%
224 BERKSHIRE HATHAWAY INC DEL 18,239 2,588 0.04%
225 BERRY PLASTICS GROUP INC 14,964 541 0.01%
226 BEST BUY INC 70,809 2,297 0.04%
227 BHP BILLITON LTD 112,015 2,901 0.05%
228 BHP BILLITON PLC 76,600 1,741 0.03%
229 BIG LOTS INC 1,300 59 0.00%
230 BIO RAD LABS INC 600 82 0.00%
231 BIO TECHNE CORP 2,283 216 0.00%
232 BIOGEN INC 24,619 6,409 0.11%
233 BIOMARIN PHARMACEUTICAL INC 42,734 3,525 0.06%
234 BITAUTO HLDGS LIMITED SPONSORED ADS 1,642 41 0.00%
235 BLACK HILLS CORP 18,294 1,100 0.02%
236 BLACKROCK CALIF MUN INCOME T 112,671 1,830 0.03%
237 BLACKROCK CAP INVT CORP 1,211,198 11,397 0.19%
238 BLACKROCK CORE BD TR 443,758 5,942 0.10%
239 BLACKROCK CORPOR HI YLD FD I 446,065 4,447 0.07%
240 BLACKROCK DEBT STRAT FD INC COM 4,027,895 13,977 0.23%
241 BLACKROCK ENERGY & RES TR COM 139,975 1,820 0.03%
242 BLACKROCK ENHANCED CAP INC 1,364,916 18,481 0.31%
243 BLACKROCK ENHANCED EQT DIV T 855,119 6,448 0.11%
244 BLACKROCK FLOATING RATE INCO 480,672 6,282 0.10%
245 BLACKROCK FLOATING RATE INCO 310,074 3,978 0.07%
246 BLACKROCK GLOBAL OPP EQTY TR 1,294,620 15,380 0.26%
247 BLACKROCK INC 39,955 13,607 0.23%
248 BLACKROCK INTL GRWTH & INC T 678,588 4,017 0.07%
249 BLACKROCK INVT QUALITY MUN T 48,354 799 0.01%
250 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 399,377 5,903 0.10%
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