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BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 30 Institutional holders with a total value of $29,088,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 286,854 5,149,000 17.70%
2 Saba Capital Management, L.P. 232,694 4,177,000 14.36%
3 MORGAN STANLEY 161,844 2,906,000 9.99%
4 Advisors Asset Management, Inc. 148,833 2,672,000 9.19%
5 GUGGENHEIM CAPITAL LLC 106,330 1,908,000 6.56%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 99,880 1,793,000 6.16%
7 DESCHUTES PORTFOLIO STRATEGY, LLC 84,196 1,511,000 5.19%
8 Bulldog Investors, LLP 69,976 1,257,000 4.32%
9 MSI Financial Services Inc 61,646 1,107,000 3.81%
10 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 994,000 3.42%
11 RAYMOND JAMES & ASSOCIATES 46,158 829,000 2.85%
12 1607 Capital Partners, LLC 43,069 773,000 2.66%
13 LPL Financial LLC 33,087 587,000 2.02%
14 Thomas J. Herzfeld Advisors, Inc. 29,293 526,000 1.81%
15 GEODE CAPITAL MANAGEMENT, LLC 22,163 397,000 1.36%
16 WELLS FARGO & COMPANY/MN 21,699 389,000 1.34%
17 OPPENHEIMER & CO INC 18,099 325,000 1.12%
18 CAPITAL ASSET ADVISORY SERVICES LLC 17,177 308,000 1.06%
19 Gramercy Funds Management LLC 15,791 283,000 0.97%
20 DOLIVER ADVISORS, LP 15,770 283,000 0.97%
21 ROYAL BANK OF CANADA 14,856 267,000 0.92%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,484 242,000 0.83%
23 Concert Wealth Management Inc. 10,439 185,000 0.64%
24 CITIGROUP INC 8,423 151,000 0.52%
25 SIGNATUREFD, LLC 1,703 31,000 0.11%
26 WESTPORT RESOURCES MANAGEMENT INC 985 18,000 0.06%
27 AMERICAN INTERNATIONAL GROUP, INC. 676 12,000 0.04%
28 BANK OF AMERICA CORP /DE/ 250 4,000 0.01%
29 GENEOS WEALTH MANAGEMENT INC. 225 4,000 0.01%
30 IFP ADVISORS, INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.