| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 246,276 | 4,071,000 | 19.67% | ||
| 2 | ROBINSON CAPITAL MANAGEMENT, LLC | 160,829 | 2,659,000 | 12.84% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 151,881 | 2,511,000 | 12.13% | ||
| 4 | MORGAN STANLEY | 76,838 | 1,271,000 | 6.14% | ||
| 5 | Fiera Capital Corp | 69,317 | 1,146,000 | 5.54% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 63,224 | 1,045,000 | 5.05% | ||
| 7 | NATIONAL PLANNING CORP | 49,425 | 838,000 | 4.05% | ||
| 8 | Advisors Asset Management, Inc. | 48,354 | 799,000 | 3.86% | ||
| 9 | LPL Financial LLC | 43,898 | 729,000 | 3.52% | ||
| 10 | VAN ECK ASSOCIATES CORP | 35,355 | 584,000 | 2.82% | ||
| 11 | UBS Group AG | 30,700 | 507,000 | 2.45% | ||
| 12 | Mariner, LLC | 30,020 | 496,000 | 2.40% | ||
| 13 | Affiance Financial, LLC | 28,578 | 472,000 | 2.28% | ||
| 14 | Virtu KCG Holdings LLC | 24,890 | 411,000 | 1.99% | ||
| 15 | MSI Financial Services Inc | 17,830 | 295,000 | 1.43% | ||
| 16 | WELLS FARGO & COMPANY/MN | 17,410 | 288,000 | 1.39% | ||
| 17 | LIDO ADVISORS, LLC | 15,860 | 262,000 | 1.27% | ||
| 18 | HighTower Advisors, LLC | 14,502 | 238,000 | 1.15% | ||
| 19 | Stratos Wealth Partners, LTD. | 14,000 | 231,000 | 1.12% | ||
| 20 | AMERIPRISE FINANCIAL INC | 13,878 | 229,000 | 1.11% | ||
| 21 | WESTPORT RESOURCES MANAGEMENT INC | 13,653 | 226,000 | 1.09% | ||
| 22 | BANK OF STOCKTON | 13,300 | 220,000 | 1.06% | ||
| 23 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 13,200 | 219,000 | 1.06% | ||
| 24 | Shamrock Asset Management LLC | 12,255 | 203,000 | 0.98% | ||
| 25 | Creative Planning | 11,550 | 191,000 | 0.92% | ||
| 26 | IFP ADVISORS, INC | 6,198 | 102,000 | 0.49% | ||
| 27 | Klingman & Associates, LLC | 3,823 | 63,000 | 0.30% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,782 | 63,000 | 0.30% | ||
| 29 | ROYAL BANK OF CANADA | 3,327 | 55,000 | 0.27% | ||
| 30 | NEXT Financial Group, Inc | 2,615 | 43,000 | 0.21% | ||
| 31 | People's United Financial, Inc. | 2,289 | 38,000 | 0.18% | ||
| 32 | MOISAND FITZGERALD TAMAYO, LLC | 2,200 | 36,000 | 0.17% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 2,139 | 35,000 | 0.17% | ||
| 34 | Apriem Advisors | 2,000 | 33,000 | 0.16% | ||
| 35 | CITIGROUP INC | 1,954 | 32,000 | 0.15% | ||
| 36 | Bartlett & Co. LLC | 1,700 | 28,000 | 0.14% | ||
| 37 | FIFTH THIRD BANCORP | 1,071 | 18,000 | 0.09% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 600 | 10,000 | 0.05% | ||
| 39 | NORTHERN TRUST CORP | 22,000 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
