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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,844 holdings with a total value of $6,022,504,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 QUALCOMM INC 324,959 21,187,000 0.35%
52 NEXTERA ENERGY INC 176,943 21,138,000 0.35%
53 BUCKLE INC 923,570 21,057,000 0.35%
54 UNITEDHEALTH GROUP INC 129,896 20,789,000 0.35%
55 SOUTHERN CO 421,953 20,756,000 0.34%
56 INTL PAPER CO 386,319 20,498,000 0.34%
57 DOMTAR CORP 520,610 20,319,000 0.34%
58 WESTERN REFNG INC 531,315 20,110,000 0.33%
59 PAYCHEX INC 326,548 19,880,000 0.33%
60 MADISON COVERED CALL EQUIT 2,570,794 19,795,000 0.33%
61 FEDEX CORP 105,195 19,587,000 0.33%
62 FRONTIER COMM 5,672,377 19,173,000 0.32%
63 COHEN STEERS QUALITY INCOM 1,560,793 19,057,000 0.32%
64 PROCTER AND GAMBLE CO 224,849 18,905,000 0.31%
65 BLACKROCK INC 47,981 18,259,000 0.30%
66 MEDTRONIC PLC 256,177 18,247,000 0.30%
67 LAS VEGAS SANDS CORP 339,142 18,114,000 0.30%
68 AGNC INVESTMENT 989,949 17,948,000 0.30%
69 UNION PAC CORP 172,064 17,840,000 0.30%
70 TEXAS INSTRS INC 243,229 17,748,000 0.29%
71 WELLS FARGO & CO NEW 321,697 17,729,000 0.29%
72 VOYA GLBL EQTY DIV PREM OP 2,596,346 17,603,000 0.29%
73 OCCIDENTAL PETE CORP DEL 246,207 17,537,000 0.29%
74 LILLY ELI & CO 238,096 17,512,000 0.29%
75 PENNYMAC MTG INVT TR 1,060,379 17,358,000 0.29%
76 MCDONALDS CORP 139,543 16,985,000 0.28%
77 NUVEEN DIVERSIFIED DIVID I 1,503,324 16,792,000 0.28%
78 CALAMOS STRATEGIC TOTL RETN 1,630,550 16,762,000 0.28%
79 DIEBOLD NXDF INC 642,766 16,166,000 0.27%
80 HUNTSMAN CORP 841,434 16,055,000 0.27%
81 GENERAL ELECTRIC CO 498,353 15,748,000 0.26%
82 NORTHSTAR RLTY FIN CORP 1,028,849 15,587,000 0.26%
83 AUTOMATIC DATA PROCESSING IN 151,115 15,532,000 0.26%
84 FIRST TR ENERGY INFRASTRCTR 857,643 15,463,000 0.26%
85 UNITED TECHNOLOGIES CORP 140,835 15,438,000 0.26%
86 L BRANDS INC 232,757 15,325,000 0.25%
87 CHIMERA INVT CORP COM NEW 899,519 15,310,000 0.25%
88 OWENS & MINOR INC NEW 425,150 15,004,000 0.25%
89 ALPINE TOTAL DYNAMIC DIVID F 1,970,963 14,940,000 0.25%
90 FIRSTENERGY CORP 481,440 14,910,000 0.25%
91 SEMGROUP CORP CL A 352,781 14,729,000 0.24%
92 B & G FOODS INC NEW COM 335,690 14,703,000 0.24%
93 PPL CORP 431,081 14,678,000 0.24%
94 CVS HEALTH CORP 184,324 14,545,000 0.24%
95 STARBUCKS CORP 261,963 14,544,000 0.24%
96 STAPLES INC 1,601,775 14,496,000 0.24%
97 HOLLYFRONTIER CORP 441,254 14,455,000 0.24%
98 HANCOCK JOHN TAX ADVANTAGED 623,004 14,379,000 0.24%
99 QUAD / GRAPHICS INC 533,379 14,337,000 0.24%
100 BLACKROCK ENHANCED EQT DIV T 1,699,458 13,851,000 0.23%
Page 2 of 37

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-17-000100, filed 2017.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.