Dark
Light
System
Security
NUVEEN DIVERSIFIED DIVID I
NUVEEN DIVERSIFIED DIVID I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 33 Institutional holders with a total value of $32,742,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,503,324 16,792,000 51.29%
2 MORGAN STANLEY 257,109 2,872,000 8.77%
3 Invesco Ltd. 164,239 1,835,000 5.60%
4 WELLS FARGO & COMPANY/MN 133,585 1,492,000 4.56%
5 FIRST TRUST ADVISORS LP 123,435 1,379,000 4.21%
6 GUGGENHEIM CAPITAL LLC 122,240 1,366,000 4.17%
7 LPL Financial LLC 99,956 1,125,000 3.44%
8 UBS Group AG 81,381 910,000 2.78%
9 Cetera Advisor Networks LLC 74,712 832,000 2.54%
10 BANK OF AMERICA CORP /DE/ 67,624 755,000 2.31%
11 RAYMOND JAMES & ASSOCIATES 48,466 541,000 1.65%
12 BAIRD FINANCIAL GROUP, INC. 45,852 512,000 1.56%
13 Laurion Capital Management LP 44,649 499,000 1.52%
14 Raymond James Financial Services Advisors, Inc. 25,118 281,000 0.86%
15 ADVISOR GROUP, INC. 22,047 246,000 0.75%
16 OPPENHEIMER & CO INC 21,350 238,000 0.73%
17 GENEOS WEALTH MANAGEMENT INC. 16,471 183,000 0.56%
18 STIFEL FINANCIAL CORP 15,896 179,000 0.55%
19 Pekin Hardy Strauss, Inc. 11,350 127,000 0.39%
20 MSI Financial Services Inc 10,049 112,000 0.34%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,967 111,000 0.34%
22 ROYAL BANK OF CANADA 9,750 109,000 0.33%
23 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 6,738 78,000 0.24%
24 CITIGROUP INC 4,206 47,000 0.14%
25 Thomas J. Herzfeld Advisors, Inc. 2,114 24,000 0.07%
26 Focused Wealth Management, Inc 1,993 22,000 0.07%
27 Creative Planning 2,000 22,000 0.07%
28 US BANCORP \DE\ 1,800 20,000 0.06%
29 DELTA ASSET MANAGEMENT LLC/TN 1,296 14,000 0.04%
30 PNC FINANCIAL SERVICES GROUP, INC. 754 8,000 0.02%
31 IFP ADVISORS, INC 646 7,000 0.02%
32 PENSERRA CAPITAL MANAGEMENT LLC 317 3,000 0.01%
33 SEI INVESTMENTS CO 92 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.