| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 862,920 | 15,572,000 | 19.13% | ||
| 2 | Advisors Asset Management, Inc. | 857,643 | 15,463,000 | 18.99% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 522,686 | 9,424,000 | 11.58% | ||
| 4 | WELLS FARGO & COMPANY/MN | 509,148 | 9,188,000 | 11.29% | ||
| 5 | ROYAL BANK OF CANADA | 365,790 | 6,600,000 | 8.11% | ||
| 6 | Invesco Ltd. | 273,668 | 4,939,000 | 6.07% | ||
| 7 | UBS Group AG | 171,964 | 3,103,000 | 3.81% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 123,969 | 2,237,000 | 2.75% | ||
| 9 | ARMOR INVESTMENT ADVISORS, LLC | 116,646 | 2,105,000 | 2.59% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 74,957 | 1,353,000 | 1.66% | ||
| 11 | LPL Financial LLC | 66,353 | 1,208,000 | 1.48% | ||
| 12 | Cambridge Investment Research Advisors, Inc. | 56,865 | 1,026,000 | 1.26% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 50,613 | 913,000 | 1.12% | ||
| 14 | STIFEL FINANCIAL CORP | 47,902 | 862,000 | 1.06% | ||
| 15 | Sterneck Capital Management, LLC | 41,478 | 748,000 | 0.92% | ||
| 16 | CORNERSTONE ADVISORS INC | 38,719 | 698,000 | 0.86% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 33,979 | 613,000 | 0.75% | ||
| 18 | ADVISOR GROUP, INC. | 29,646 | 536,000 | 0.66% | ||
| 19 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 29,340 | 529,000 | 0.65% | ||
| 20 | SII INVESTMENTS INC/WI | 28,275 | 511,000 | 0.63% | ||
| 21 | Commonwealth Equity Services, Inc | 20,661 | 373,000 | 0.46% | ||
| 22 | DOLIVER ADVISORS, LP | 19,606 | 354,000 | 0.43% | ||
| 23 | Partnervest Advisory Services LLC | 18,451 | 333,000 | 0.41% | ||
| 24 | TFS CAPITAL LLC | 18,117 | 327,000 | 0.40% | ||
| 25 | CARDAN CAPITAL PARTNERS, LLC | 18,034 | 325,000 | 0.40% | ||
| 26 | OPPENHEIMER & CO INC | 17,922 | 323,000 | 0.40% | ||
| 27 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 16,671 | 301,000 | 0.37% | ||
| 28 | Private Advisor Group, LLC | 11,991 | 222,000 | 0.27% | ||
| 29 | CARNICK & KUBIK GROUP, LLC | 11,760 | 212,000 | 0.26% | ||
| 30 | BENJAMIN F. EDWARDS & COMPANY, INC. | 10,784 | 195,000 | 0.24% | ||
| 31 | Sigma Planning Corp | 10,034 | 181,000 | 0.22% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,932 | 180,000 | 0.22% | ||
| 33 | IFP ADVISORS, INC | 8,952 | 162,000 | 0.20% | ||
| 34 | D.A. DAVIDSON & CO. | 6,060 | 109,000 | 0.13% | ||
| 35 | CITIGROUP INC | 3,704 | 67,000 | 0.08% | ||
| 36 | WFG Advisors, LP | 2,500 | 45,000 | 0.06% | ||
| 37 | Glassman Wealth Services | 2,280 | 41,000 | 0.05% | ||
| 38 | Creative Planning | 850 | 15,000 | 0.02% | ||
| 39 | Financial Architects, Inc | 729 | 13,000 | 0.02% | ||
| 40 | MSI Financial Services Inc | 123 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
