| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIBROCELL WARRANTS | 15,274 | 0 | 0.00% | ||
| 2 | FRONTERA RESOURCES CORP | 10,815 | 2,000 | 0.00% | ||
| 3 | WTS FIBROCELL SCIENCE $0.25 12/31/2016 | 32,000 | 8,000 | 0.01% | ||
| 4 | GALENA BIOPHARMA | 30,000 | 11,000 | 0.01% | ||
| 5 | WTS GREEN HUNTER RESOURCES INC @$2.25 EX | 38,889 | 22,000 | 0.03% | ||
| 6 | FIBROCELL SCIENCE INC | 10,100 | 26,000 | 0.03% | ||
| 7 | KINDER MORGAN INC/DELAWARE-P | 10,000 | 42,000 | 0.05% | ||
| 8 | GARNERO GROUP ACQUISITION CO | 211,600 | 63,000 | 0.08% | ||
| 9 | C B PHARMA ACQUISITION CORP | 14,900 | 150,000 | 0.19% | ||
| 10 | FEDL HOME LOAN MTG CORP NON-CU | 40,000 | 158,000 | 0.20% | ||
| 11 | Nexpoint Cr Strategies | 22,357 | 251,000 | 0.31% | ||
| 12 | ENCORE CAP GROUP INC | 200,000 | 295,000 | 0.37% | PRN | |
| 13 | WTS FIBROCELL SCIENCE $0.10 06/01/2018 | 456,670 | 537,000 | 0.67% | ||
| 14 | JAKKS Pacific, Inc. | 875,000 | 765,000 | 0.95% | PRN | |
| 15 | COBALT INTL ENERGY INC | 1,300,000 | 806,000 | 1.00% | PRN | |
| 16 | DENDREON CORP | 1,350,000 | 844,000 | 1.05% | PRN | |
| 17 | SPDR DOW JONES INDL AVRG ETF | 7,000 | 1,245,000 | 1.55% | ||
| 18 | AAR CORP | 1,351,000 | 1,397,000 | 1.74% | PRN | |
| 19 | TESLA INC SR CV NT 0.25 19 | 1,600,000 | 1,483,000 | 1.84% | PRN | |
| 20 | TESLA INC | 1,700,000 | 1,533,000 | 1.91% | PRN | |
| 21 | HF2 Financial Management Inc Sponser Shares | 157,822 | 1,643,000 | 2.04% | ||
| 22 | COBALT INTL ENERGY INC | 2,500,000 | 1,688,000 | 2.10% | PRN | |
| 23 | ENCORE CAP GROUP INC | 1,500,000 | 1,703,000 | 2.12% | PRN | |
| 24 | ACORDA THERAPEUTICS INC | 1,500,000 | 1,725,000 | 2.14% | PRN | |
| 25 | GREEN PLAINS INC | 1,300,000 | 1,757,000 | 2.18% | PRN | |
| 26 | Horsehead Holding | 1,500,000 | 1,824,000 | 2.27% | PRN | |
| 27 | QUIDEL CORP | 1,750,000 | 1,964,000 | 2.44% | PRN | |
| 28 | GARNERO GROUP ACQUISITION CO | 226,000 | 2,158,000 | 2.68% | ||
| 29 | TICC CAPITAL CORP | 2,220,000 | 2,323,000 | 2.89% | PRN | |
| 30 | JAKKS PACIFIC INC | 2,574,000 | 2,477,000 | 3.08% | PRN | |
| 31 | VECTOR GROUP LTD | 3,000,000 | 3,186,000 | 3.96% | PRN | |
| 32 | CBIZ INC | 2,750,000 | 3,331,000 | 4.14% | PRN | |
| 33 | ANI PHARMACEUTICALS INC | 3,500,000 | 3,675,000 | 4.57% | PRN | |
| 34 | BLUCORA INC | 4,100,000 | 3,881,000 | 4.82% | PRN | |
| 35 | AK STL CORP | 3,000,000 | 4,014,000 | 4.99% | PRN | |
| 36 | SEQUENOM INC | 4,000,000 | 4,142,000 | 5.15% | PRN | |
| 37 | AFFYMETRIX INC | 3,145,000 | 5,602,000 | 6.96% | PRN | |
| 38 | GARNERO GROUP ACQUISITION CO | 197,800 | 23,736,000 | 29.50% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001140361-15-007471, filed 2015.02.17).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
