| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ENDOLOGIX INC | 6,075,000 | 8,035,000 | 7.81% | PRN | |
| 2 | MENTOR GRAPHICS CORP | 6,000,000 | 8,033,000 | 7.81% | PRN | |
| 3 | VERISIGN INC | 3,415,000 | 7,822,000 | 7.60% | PRN | |
| 4 | ALBANY MOLECULAR RESH INC | 6,575,000 | 7,787,000 | 7.57% | PRN | |
| 5 | LGIH | 4,193,000 | 7,395,000 | 7.19% | PRN | |
| 6 | INTERCEPT PHARMACEUTICALS IN | 5,650,000 | 6,335,000 | 6.16% | PRN | |
| 7 | PDL BIOPHARMA INC | 6,500,000 | 6,309,000 | 6.13% | PRN | |
| 8 | WEATHERFORD INTL LTD | 5,250,000 | 5,896,000 | 5.73% | PRN | |
| 9 | SPECTRUM PHARMACEUTICALS INC | 6,049,000 | 5,461,000 | 5.31% | PRN | |
| 10 | ON SEMICONDUCTOR CORP | 3,256,000 | 3,883,000 | 3.77% | PRN | |
| 11 | CTRIP COM INTL LTD | 3,500,000 | 3,801,000 | 3.69% | PRN | |
| 12 | HORIZON PHARMA INVT LTD | 2,920,000 | 2,833,000 | 2.75% | PRN | |
| 13 | TTM TECHNOLOGIES INC | 2,140,000 | 2,831,000 | 2.75% | PRN | |
| 14 | ENCORE CAP GROUP INC | 2,865,000 | 2,403,000 | 2.34% | PRN | |
| 15 | CARRIAGE SVCS INC NOTE | 2,000,000 | 2,350,000 | 2.28% | PRN | |
| 16 | DOMINION RES INC VA NEW UNIT 08/15/2019 | 45,000 | 2,267,000 | 2.20% | ||
| 17 | VECTOR GROUP LTD | 1,861,000 | 2,127,000 | 2.07% | PRN | |
| 18 | Allegheny Technologies Inc | 1,500,000 | 2,116,000 | 2.06% | PRN | |
| 19 | TCP CAP CORP NOTE 5.25012/1 | 2,003,000 | 2,003,000 | 1.95% | PRN | |
| 20 | AEGERION PHARMACEUTICALS INC | 2,760,000 | 1,826,000 | 1.77% | PRN | |
| 21 | SPDR S&P 500 ETF TR | 7,500 | 1,622,000 | 1.58% | ||
| 22 | VANGUARD INDEX FDS | 14,000 | 1,558,000 | 1.51% | ||
| 23 | MEDICINES CO | 1,200,000 | 1,553,000 | 1.51% | PRN | |
| 24 | ACCURAY INC | 1,000,000 | 1,290,000 | 1.25% | PRN | |
| 25 | Exelexis | 500,000 | 1,203,000 | 1.17% | PRN | |
| 26 | LINKEDIN CORP COM CL A | 5,500 | 1,051,000 | 1.02% | ||
| 27 | ENDOLOGIX INC | 871,000 | 838,000 | 0.81% | PRN | |
| 28 | NEW MTN FIN CORP | 768,000 | 787,000 | 0.76% | PRN | |
| 29 | KLR ENERGY ACQUISITION CORP | 56,238 | 569,000 | 0.55% | ||
| 30 | COBALT INTL ENERGY INC | 1,000,000 | 511,000 | 0.50% | PRN | |
| 31 | BOULDER GROWTH & INCOME FUND COM | 23,278 | 195,000 | 0.19% | ||
| 32 | COBALT INTL ENERGY INC | 500,000 | 192,000 | 0.19% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086202, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
