| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AFFYMETRIX INC | 3,870,000 | 7,493,000 | 12.97% | PRN | |
| 2 | SEQUENOM INC | 5,000,000 | 4,843,000 | 8.38% | PRN | |
| 3 | VECTOR GROUP LTD | 4,000,000 | 4,395,000 | 7.61% | PRN | |
| 4 | PDL BIOPHARMA INC | 4,000,000 | 3,802,000 | 6.58% | PRN | |
| 5 | ENCORE CAP GROUP INC | 3,335,000 | 3,597,000 | 6.23% | PRN | |
| 6 | QUIDEL CORP | 3,250,000 | 3,250,000 | 5.63% | PRN | |
| 7 | SEACOR HOLDINGS INC | 3,000,000 | 3,065,000 | 5.31% | PRN | |
| 8 | NEW MTN FIN CORP | 2,589,000 | 2,614,000 | 4.53% | PRN | |
| 9 | Horsehead Holding | 2,400,000 | 2,453,000 | 4.25% | PRN | |
| 10 | VANGUARD INDEX FDS | 20,000 | 2,140,000 | 3.70% | ||
| 11 | GARNERO GROUP ACQUISITION CO | 206,000 | 2,022,000 | 3.50% | ||
| 12 | IMPERIAL HLDGS INC 8.5 PERCENT 2/19 | 1,769,000 | 1,956,000 | 3.39% | PRN | |
| 13 | TESLA MTRS INC | 1,700,000 | 1,667,000 | 2.89% | PRN | |
| 14 | TESLA MTRS INC | 1,600,000 | 1,577,000 | 2.73% | PRN | |
| 15 | ACORDA THERAPEUTICS INC | 1,500,000 | 1,516,000 | 2.62% | PRN | |
| 16 | ACCURAY INC | 1,000,000 | 1,366,000 | 2.36% | PRN | |
| 17 | SPDR DOW JONES INDL AVRG ETF | 7,500 | 1,318,000 | 2.28% | ||
| 18 | AAR CORP | 1,101,000 | 1,163,000 | 2.01% | PRN | |
| 19 | COBALT INTL ENERGY INC | 1,500,000 | 1,085,000 | 1.88% | PRN | |
| 20 | INOTEK PHARMACEUTICALS CORP | 1,000,000 | 953,000 | 1.65% | PRN | |
| 21 | SPECTRUM PHARMACEUTICALS INC | 1,000,000 | 944,000 | 1.63% | PRN | |
| 22 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 10,000 | 888,000 | 1.54% | ||
| 23 | FRONTIER COMMUNICATIONS CORP | 7,500 | 746,000 | 1.29% | ||
| 24 | ACCURAY INC | 500,000 | 683,000 | 1.18% | PRN | |
| 25 | Blucora Inc | 580,000 | 577,000 | 1.00% | PRN | |
| 26 | BRIXMOR PROPERTY | 19,023 | 440,000 | 0.76% | ||
| 27 | ENCORE CAP GROUP INC | 300,000 | 426,000 | 0.74% | PRN | |
| 28 | BOULDER GROWTH & INCOME FUND COM | 23,978 | 202,000 | 0.35% | ||
| 29 | FIBROCELL SCIENCE INC | 32,810 | 172,000 | 0.30% | ||
| 30 | FIFTH STREET | 20,000 | 131,000 | 0.23% | ||
| 31 | NEXPOINT RESIDENTIAL TR INC | 7,452 | 100,000 | 0.17% | ||
| 32 | Nexpoint Cr Strategies | 12,357 | 91,000 | 0.16% | ||
| 33 | GARNERO GROUP ACQUISITION CO | 211,600 | 41,000 | 0.07% | ||
| 34 | GARNERO GROUP ACQUISITION CO | 201,665 | 29,000 | 0.05% | ||
| 35 | HORIZON TECHNOLOGY FIN CORP COM | 1,800 | 22,000 | 0.04% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-027604, filed 2015.07.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
