| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Mentor Graphics Corp | 7,500,000 | 8,245,000 | 9.58% | PRN | |
| 2 | WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21 | 7,250,000 | 7,917,000 | 9.20% | PRN | |
| 3 | ENDOLOGIX INC | 5,125,000 | 6,690,000 | 7.77% | PRN | |
| 4 | PDL BIOPHARMA INC | 7,025,000 | 6,663,000 | 7.74% | PRN | |
| 5 | ALBANY MOLECULAR RESH INC | 5,625,000 | 5,815,000 | 6.76% | PRN | |
| 6 | LGIH | 3,250,000 | 5,053,000 | 5.87% | PRN | |
| 7 | CARRIAGE SVCS INC | 3,250,000 | 3,827,000 | 4.45% | PRN | |
| 8 | MEDICINES CO | 3,000,000 | 3,557,000 | 4.13% | PRN | |
| 9 | QUIDEL CORP | 3,750,000 | 3,510,000 | 4.08% | PRN | |
| 10 | SEQUENOM INC | 5,000,000 | 2,869,000 | 3.33% | PRN | |
| 11 | HORIZON PHARMA INVT LTD | 3,120,000 | 2,850,000 | 3.31% | PRN | |
| 12 | VECTOR GROUP LTD | 2,504,000 | 2,793,000 | 3.24% | PRN | |
| 13 | SPECTRUM PHARMACEUTICALS INC | 2,999,000 | 2,774,000 | 3.22% | PRN | |
| 14 | ENCORE CAP GROUP INC | 2,230,000 | 2,230,000 | 2.59% | PRN | |
| 15 | NEW MTN FIN CORP | 2,038,000 | 2,050,000 | 2.38% | PRN | |
| 16 | VANGUARD TOTAL STOCK MARKET ETF | 19,000 | 2,036,000 | 2.37% | ||
| 17 | NRG YIELD INC-CLASS A | 2,000,000 | 1,954,000 | 2.27% | PRN | |
| 18 | ENDOLOGIX INC | 1,971,000 | 1,828,000 | 2.12% | PRN | |
| 19 | ACCURAY INC | 1,500,000 | 1,690,000 | 1.96% | PRN | |
| 20 | SOLARCITY CORP | 2,415,000 | 1,585,000 | 1.84% | PRN | |
| 21 | SPDR S&P 500 ETF TR TR UNIT | 7,500 | 1,571,000 | 1.83% | ||
| 22 | TESLA INC | 1,700,000 | 1,400,000 | 1.63% | PRN | |
| 23 | SOLARCITY CORP | 1,560,000 | 1,184,000 | 1.38% | PRN | |
| 24 | ACCURAY INC | 1,000,000 | 1,127,000 | 1.31% | PRN | |
| 25 | AEGERION PHARMACEUTICALS INC | 1,760,000 | 982,000 | 1.14% | PRN | |
| 26 | KLR ENERGY ACQUISITION CORP | 79,472 | 806,000 | 0.94% | ||
| 27 | TTM TECHNOLOGIES INC | 808,000 | 800,000 | 0.93% | PRN | |
| 28 | APPLE INC | 5,900 | 564,000 | 0.66% | ||
| 29 | ISHARES TR | 2,000 | 515,000 | 0.60% | ||
| 30 | COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19 | 1,000,000 | 365,000 | 0.42% | PRN | |
| 31 | ENCORE CAP GROUP INC | 300,000 | 296,000 | 0.34% | PRN | |
| 32 | BOULDER GROWTH & INCOME FD I | 23,278 | 189,000 | 0.22% | ||
| 33 | COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24 | 500,000 | 167,000 | 0.19% | PRN | |
| 34 | GSV CAP CORP | 108,000 | 99,000 | 0.12% | PRN | |
| 35 | GARNERO GROUP ACQUISITION CO | 264,585 | 46,000 | 0.05% | ||
| 36 | GARNERO GROUP ACQUISITION CO | 296,725 | 25,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001140361-16-077122, filed 2016.08.18).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
