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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
351 VANGUARD WORLD FD 36,415 4,970 0.05%
352 LAM RESEARCH CORP 52,317 4,955 0.05%
353 AMAZON COM INC 393,700 4,948 0.05% Put
354 ISHARES TR 125,000 4,938 0.05%
355 GUGGENHEIM 1:1 EXC 4/9/18 739371839 40,062 4,903 0.05%
356 SELECT SECTOR SPDR TR 1,446,200 4,886 0.05% Call
357 CHIPOTLE MEXICAN GRILL INC 11,460 4,853 0.05%
358 BANK NEW YORK MELLON CORP 121,506 4,846 0.05%
359 BROADCOM LTD 28,085 4,845 0.05%
360 TALEN ENERGY CORP 347,785 4,817 0.05%
361 AECOM 161,541 4,803 0.05%
362 OMNICOM GROUP INC 56,464 4,799 0.05%
363 SPDR INDEX SHS FDS 122,594 4,796 0.05%
364 CALGON CARBON CORP 315,286 4,783 0.05%
365 UNITED STATES OIL FUND LP 435,764 4,763 0.05%
366 Xerox Corp 470,066 4,762 0.05%
367 STARWOOD PPTY TR INC 210,513 4,741 0.05%
368 INGERSOLL-RAND PLC 69,645 4,732 0.05%
369 FINISAR CORP 40,000 4,732 0.05% PRN
370 AMERICA MOVIL SAB DE CV 412,684 4,721 0.05%
371 MCCORMICK & CO INC 46,874 4,684 0.05%
372 ENVISIONHEALTHCA 209,405 4,663 0.05%
373 PFIZER INC 137,673 4,663 0.05%
374 3M CO 194,800 4,662 0.05% Call
375 VERIZON COMMUNICATIONS INC 89,656 4,660 0.05%
376 ENTERPRISE PRODS PARTNERS L 168,653 4,660 0.05%
377 WHOLE FOODS MKT INC 164,316 4,658 0.05%
378 FIRST TR EXCHANGE TRADED FD 76,520 4,656 0.05%
379 SHIRE PLC 23,941 4,641 0.05%
380 JACOBS ENGR GROUP INC 89,316 4,619 0.05%
381 REINSURANCE GROUP AMER INC 42,575 4,596 0.05%
382 TRANSOCEAN LTD 431,006 4,595 0.05%
383 PLAINS ALL AMERN PIPELINE L 144,737 4,546 0.05%
384 BORGWARNER INC 128,887 4,534 0.05%
385 VIPER ENERGY PARTNERS LP 280,585 4,531 0.05%
386 BERKSHIRE HATHAWAY INC DEL 31,209 4,509 0.05%
387 ROYAL CARIBBEAN GROUP 60,074 4,503 0.05%
388 FIRST TR SML CP CORE ALPHA F 90,417 4,499 0.05%
389 VERIZON COMMUNICATIONS INC 2,981,500 4,471 0.05% Put
390 ABBVIE INC 70,689 4,458 0.05%
391 EAGLE MATERIALS INC 57,014 4,407 0.05%
392 ISHARES TR 38,846 4,389 0.05%
393 ISHARES INC 232,449 4,384 0.05%
394 CENTERPOINT ENERGY INC 188,648 4,382 0.05%
395 WHIRLPOOL CORP 716,700 4,379 0.05% Put
396 SEMPRA ENERGY 40,826 4,376 0.05%
397 FIRSTENERGY CORP 132,095 4,370 0.05%
398 ALBEMARLE CORP 50,916 4,353 0.05%
399 LILLY ELI & CO 53,758 4,315 0.05%
400 PHILLIPS 66 53,518 4,311 0.05%
Page 8 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 GRAMMERCY PPTY TRUST 97,925 944 0.01%
2 MTGE INVT CORP 7,618 131 0.00%
3 2U INC 5,952 228 0.00%
4 3-D SYS CORP DEL 65,000 1 0.00% Call
5 3-D SYS CORP DEL 130,094 2,335 0.02%
6 3M CO 192,732 33,965 0.36%
7 3M CO 403,300 667 0.01% Put
8 3M CO 194,800 4,662 0.05% Call
9 58 COM INC 31,570 1,505 0.02%
10 7.75 BKH 20181101 200,000 13,792 0.14%
11 8X8 INC NEW COM 13,810 213 0.00%
12 A O SMITH 298,486 29,487 0.31%
13 A10 NETWORKS 11,726 125 0.00%
14 AAON INC 6,708 193 0.00%
15 AAR CORP COM 5,692 178 0.00%
16 ABB LTD 45,651 1,028 0.01%
17 ABBOTT LABS 538,600 2,605 0.03% Call
18 ABBOTT LABS 2,834,850 119,886 1.26%
19 ABBOTT LABS 170,000 103 0.00% Put
20 ABBVIE INC 225,900 377 0.00% Put
21 ABBVIE INC 102,600 93 0.00% Call
22 ABBVIE INC 70,689 4,458 0.05%
23 ABERCROMBIE 153,100 686 0.01% Put
24 ABERCROMBIE & FITCH CO 50,700 23 0.00% Call
25 ABERCROMBIE & FITCH CO 547,980 8,707 0.09%
26 ABIOMED INC 2,458 316 0.00%
27 ABM INDS INC 26,267 1,043 0.01%
28 ACACIA COMMUNICATIONS INC 1,853 191 0.00%
29 ACADEMY FDS TR 6,100 144 0.00%
30 ACADIA PHARMACEUTICALS INC 13,077 416 0.00%
31 ACADIA RLTY TR COM SH BEN INT 18,785 681 0.01%
32 ACCELERATE DIAGNOSTICS INC 4,452 121 0.00%
33 ACCELERON PHARMA INC 8,849 320 0.00%
34 ACCENTURE PLC IRELAND 25,366 3,099 0.03%
35 ACCO BRANDS CORPORATION COM 14,742 142 0.00%
36 ACCURAY INC 89,245 568 0.01%
37 ACI WORLDWIDE INC 19,613 380 0.00%
38 ACORDA THERAPEUTICS INC 9,381 196 0.00%
39 ACTIVISION BLIZZARD INC 85,000 153 0.00% Put
40 ACTIVISION BLIZZARD INC 11,425 506 0.01%
41 ACTIVISION BLIZZARD INC 85,000 1,006 0.01% Call
42 ACTUA CORP 8,096 105 0.00%
43 ACTUANT CORP 14,702 342 0.00%
44 ACUITY BRANDS INC 32,361 8,563 0.09%
45 ADAMS RES & ENERGY INC 3,287 129 0.00%
46 ADOBE INC 13,054 1,417 0.01%
47 ADOBE SYS INC 194,100 103 0.00% Put
48 ADTRAN INC COM 7,636 146 0.00%
49 ADVANCE AUTO PARTS INC 5,353 798 0.01%
50 ADVANCED DRAIN SYS INC DEL 5,210 125 0.00%
Page 1 of 67