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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $214,739,871.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,128,150 56,192,000 26.17%
2 MORGAN STANLEY 589,696 29,373,000 13.68%
3 UBS Group AG 528,402 26,320,000 12.26%
4 Raymond James Financial Services Advisors, Inc. 214,103 10,664,000 4.97%
5 Astor Investment Management LLC 163,417 8,140,000 3.79%
6 RAYMOND JAMES & ASSOCIATES 162,366 8,087,000 3.77%
7 LPL Financial LLC 145,550 7,192,000 3.35%
8 BANK OF AMERICA CORP /DE/ 117,049 5,830,000 2.71%
9 AMERIPRISE FINANCIAL INC 98,106 4,886,000 2.28%
10 SG Americas Securities, LLC 90,417 4,499,000 2.10%
11 BAIRD FINANCIAL GROUP, INC. 88,582 4,412,000 2.05%
12 GOLDMAN SACHS GROUP INC 85,378 4,253,000 1.98%
13 HL FINANCIAL SERVICES LLC 84,104 4,189,000 1.95%
14 ROYAL BANK OF CANADA 79,470 3,958,000 1.84%
15 STIFEL FINANCIAL CORP 72,718 3,612,000 1.68%
16 AVIANCE CAPITAL MANAGEMENT, LLC 56,434 2,811,000 1.31%
17 Janney Montgomery Scott LLC 49,682 2,475,000 1.15%
18 Cetera Advisor Networks LLC 40,248 2,005,000 0.93%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,139 1,749,000 0.81%
20 First Allied Advisory Services, Inc. 29,717 1,480,000 0.69%
21 INVESTMENT CENTERS OF AMERICA INC 29,021 1,441,000 0.67%
22 STEPHENS INC /AR/ 26,355 1,313,000 0.61%
23 PARK NATIONAL CORP /OH/ 22,554 1,123,000 0.52%
24 ENVESTNET ASSET MANAGEMENT INC 22,450 1,118,000 0.52%
25 BSC PRIVATE WEALTH MANAGEMENT, LLC 22,510 1,112,000 0.52%
26 Cambridge Investment Research Advisors, Inc. 21,826 1,087,000 0.51%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,493 970,000 0.45%
28 Commonwealth Equity Services, Inc 17,276 861,000 0.40%
29 CITADEL ADVISORS LLC 16,703 831,000 0.39%
30 Frontier Wealth Management LLC 15,437 769,000 0.36%
31 USCA RIA LLC 14,493 722,000 0.34%
32 HighTower Advisors, LLC 14,398 720,000 0.34%
33 CORNERSTONE WEALTH MANAGEMENT, LLC 14,269 706,000 0.33%
34 CETERA INVESTMENT ADVISERS 13,213 657,000 0.31%
35 ADVISOR GROUP, INC. 13,084 652,000 0.30%
36 FIRST TRUST ADVISORS LP 12,927 644,000 0.30%
37 D.A. DAVIDSON & CO. 12,915 643,000 0.30%
38 MSI Financial Services Inc 11,753 585,000 0.27%
39 US BANCORP \DE\ 11,312 563,000 0.26%
40 Atria Investments, Inc 10,228 509,000 0.24%
41 JPMORGAN CHASE & CO 9,463 471,000 0.22%
42 GIRARD SECURITIES, INC. 9,101 453,000 0.21%
43 Legacy Private Trust Co. 9,040 450,000 0.21%
44 Bison Wealth, LLC 6,904 344,000 0.16%
45 BB&T SECURITIES, LLC 6,720 334,000 0.16%
46 SYNOVUS FINANCIAL CORP 6,668 333,000 0.16%
47 IFP ADVISORS, INC 6,609 329,000 0.15%
48 LAUREL WEALTH ADVISORS, INC. 5,605 279,000 0.13%
49 SNOWDEN CAPITAL ADVISORS LLC 5,418 269,871 0.13%
50 HBK Sorce Advisory LLC 5,129 255,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.