Dark
Light
System
Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
3051 INNOVIVA INC COM 9,667 106 0.00%
3052 ALDER BIOPHARMACEUTICALS INC 3,247 106 0.00%
3053 UTAH MED PRODS INC 1,771 106 0.00%
3054 OLLIES BARGAIN OUTLET HLDGS IN COM 4,027 106 0.00%
3055 FIRST BANCORP P R COM NEW 20,152 105 0.00%
3056 INFINERA CORPORATION 1,000 105 0.00% PRN
3057 ADVANCED MICRO DEVICES INC 85,600 105 0.00% Call
3058 HOMETRUST BANCSHARES INC 5,654 105 0.00%
3059 ACTUA CORP 8,096 105 0.00%
3060 INVITAE CORP 11,989 105 0.00%
3061 ATLASSIAN CORP PLC 3,495 105 0.00%
3062 ELDORADO RESORTS INC COM 7,454 105 0.00%
3063 PROTEOSTASIS THERAPEUTICS IN 6,723 105 0.00%
3064 MATRIX SVC CO 5,607 105 0.00%
3065 Global Eagle Entertainment Inc 12,497 104 0.00%
3066 MARTEN TRANS LTD COM 4,961 104 0.00%
3067 TEREX CORP NEW 4,085 104 0.00%
3068 GLOBANT S A 2,471 104 0.00%
3069 ISHARES TR 20,000 104 0.00% Put
3070 MARINEMAX INC COM 4,946 104 0.00%
3071 GEOSPACE TECHNOLOGIES CORP COM 5,331 104 0.00%
3072 FIRST FOUNDATION INC 4,200 104 0.00%
3073 ADOBE SYS INC 194,100 103 0.00% Put
3074 BROOKLINE BANCORP INC DEL COM 8,456 103 0.00%
3075 KIMBALL INTL INC 7,956 103 0.00%
3076 ABBOTT LABS 170,000 103 0.00% Put
3077 CEDAR REALTY TRUST INC COM NEW 14,237 103 0.00%
3078 CAPITAL CITY BK GROUP INC COM 6,882 102 0.00%
3079 LIGHT & WONDER INC COM 9,040 102 0.00%
3080 SANFILIPPO JOHN B & SON INC COM 1,986 102 0.00%
3081 COCA COLA CO 392,800 102 0.00% Call
3082 QUANEX BLDG PRODS CORP COM 5,927 102 0.00%
3083 AMDOCS LTD 1,741 101 0.00%
3084 NOBLE CORP PLC 15,970 101 0.00%
3085 Noodles & Co Com 21,132 101 0.00%
3086 CTS CORP COM 5,433 101 0.00%
3087 NORTHERN OIL & GAS INC NEV 37,691 101 0.00%
3088 RUSH ENTERPRISES INC CL A 4,134 101 0.00%
3089 HOWARD HUGHES CORP 884 101 0.00%
3090 TETRAPHASE PHARMACEUTICALS I 26,393 101 0.00%
3091 CORE-MARK HLDG CO INC COM 2,824 101 0.00%
3092 FIRST TR EXCHANGE TRADED ALP 3,285 101 0.00%
3093 FIRST LONG IS CORP 3,049 101 0.00%
3094 TERRAFORM PWR INC 1,000,000 100 0.00% Put
3095 BROCADE COMMUNICATIONS SYS I 10,880 100 0.00%
3096 SPDR SERIES TRUST 1,800 100 0.00%
3097 SELECT SECTOR SPDR TR 50,000 100 0.00% Put
3098 DHT HOLDINGS INC 23,612 99 0.00%
3099 ALLSTATE CORP 95,000 99 0.00% Call
3100 JABIL INC 70,600 99 0.00% Put
Page 62 of 67