Dark
Light
System
Security
FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $34,160,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 247,418 7,635,000 22.35%
2 MORGAN STANLEY 228,836 7,061,000 20.67%
3 WELLS FARGO & COMPANY/MN 169,579 5,233,000 15.32%
4 RAYMOND JAMES & ASSOCIATES 96,187 2,968,000 8.69%
5 LPL Financial LLC 76,564 2,351,000 6.88%
6 BANK OF AMERICA CORP /DE/ 51,426 1,587,000 4.65%
7 ADVISOR GROUP, INC. 35,149 1,085,000 3.18%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 34,125 1,053,000 3.08%
9 CORNERSTONE WEALTH MANAGEMENT, LLC 18,385 565,000 1.65%
10 STIFEL FINANCIAL CORP 16,059 497,000 1.45%
11 Cambridge Investment Research Advisors, Inc. 14,529 448,000 1.31%
12 D.A. DAVIDSON & CO. 13,657 421,000 1.23%
13 INTERCONTINENTAL WEALTH ADVISORS, LLC 13,190 407,000 1.19%
14 GOLDMAN SACHS GROUP INC 12,043 372,000 1.09%
15 US BANCORP \DE\ 11,928 368,000 1.08%
16 MSI Financial Services Inc 9,650 298,000 0.87%
17 HL FINANCIAL SERVICES LLC 8,987 277,000 0.81%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,654 267,000 0.78%
19 AMERIPRISE FINANCIAL INC 7,442 230,000 0.67%
20 CITIGROUP INC 6,270 194,000 0.57%
21 ROYAL BANK OF CANADA 6,246 193,000 0.56%
22 M&R CAPITAL MANAGEMENT INC 4,485 138,000 0.40%
23 PNC FINANCIAL SERVICES GROUP, INC. 4,084 126,000 0.37%
24 SG Americas Securities, LLC 3,285 101,000 0.30%
25 WFG Advisors, LP 2,914 90,000 0.26%
26 Creative Planning 2,000 62,000 0.18%
27 GENEOS WEALTH MANAGEMENT INC. 1,950 60,000 0.18%
28 UBS Group AG 1,750 54,000 0.16%
29 IFP ADVISORS, INC 601 19,000 0.06%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.