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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 19 Institutional holders with a total value of $16,973,214.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 78,593 4,370,000 25.75%
2 MORGAN STANLEY 70,474 3,918,000 23.08%
3 HighTower Advisors, LLC 50,151 2,801,000 16.50%
4 UBS Group AG 41,308 2,297,000 13.53%
5 SNOWDEN CAPITAL ADVISORS LLC 19,364 1,076,638 6.34%
6 RAYMOND JAMES & ASSOCIATES 12,706 706,000 4.16%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,445 636,000 3.75%
8 AMERIPRISE FINANCIAL INC 7,950 442,000 2.60%
9 MSI Financial Services Inc 6,545 364,000 2.14%
10 PNC FINANCIAL SERVICES GROUP, INC. 1,945 108,000 0.64%
11 SG Americas Securities, LLC 1,800 100,000 0.59%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 810 45,000 0.27%
13 WELLS FARGO & COMPANY/MN 774 43,000 0.25%
14 ADVISOR GROUP, INC. 520 29,000 0.17%
15 Winslow, Evans & Crocker, Inc. 460 25,576 0.15%
16 FIFTH THIRD BANCORP 161 9,000 0.05%
17 Winfield Associates, Inc. 50 3,000 0.02%
18 IFP ADVISORS, INC 2 0 0.00%
19 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.