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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 APPLE INC 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES MSCI ACWI EX US IDX FD 1,873,198 77,700 0.81%
9 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 SPDR S&P 500 ETF Call Opt 09/17 260.0 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES RUSSELL 2000 GROWTH ETF 271,853 40,479 0.42%
30 VANECK VECTORS ETF T 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC CALL 8,921,900 28,160 0.30% Call
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
151 TJX COS INC NEW 86,200 55 0.00% Call
152 TROVAGENE INC 12,450 56 0.00%
153 WILLIAMS COS INC DEL 16,200 56 0.00% Call
154 MONDELEZ INTL INC 100,000 57 0.00% Put
155 VORNADO RLTY TR 99,800 58 0.00% Put
156 AMPIO PHARMACEUTICALS INC 80,398 60 0.00%
157 CONTAINER STORE GROUP INC 11,990 60 0.00%
158 QUINSTREET INC COM USD0.001 20,798 63 0.00%
159 AETNA INC NEW 15,000 63 0.00% Call
160 PHARMATHENE INC COM 21,886 63 0.00%
161 BAZAARVOICE INC 10,593 63 0.00%
162 CONCORDIA INTERNATIONAL CORP 14,320 64 0.00%
163 CHENIERE ENERGY INC PUT 51,200 64 0.00% Put
164 RAYTHEON CO 48,100 65 0.00% Call
165 ZOETIS INC 20,000 65 0.00% Call
166 ALTRIA GROUP INC 254,900 65 0.00% Put
167 PIONEER ENERGY SVCS CORP 16,408 66 0.00%
168 LEE ENTERPRISES INC 17,880 67 0.00%
169 SYNGENTA AG 40,000 67 0.00% Call
170 MOODYS CORP 88,500 67 0.00% Put
171 NOVAVAX INC COM 32,627 68 0.00%
172 PHILIP MORRIS INTL INC 125,600 68 0.00% Put
173 ARRAY BIOPHARMA INC 10,061 68 0.00%
174 PHILIP MORRIS INTL INC 75,300 69 0.00% Call
175 LOCKHEED MARTIN CORP 11,500 69 0.00% Call
176 COLGATE PALMOLIVE CO 333,500 69 0.00% Put
177 PAYPAL HLDGS INC 102,400 70 0.00% Put
178 NEW YORK MORTGAGE TRUST INC COM 11,852 71 0.00%
179 TWENTY FIRST CENTY FOX INC 264,900 71 0.00% Put
180 NATIONAL OILWELL VARCO INC 337,200 71 0.00% Put
181 YY INC 40,000 72 0.00% Call
182 GERON CORP 31,776 72 0.00%
183 LIONBRIDGE TECHNOLOGIES ORD 14,419 72 0.00%
184 Jones Energy Inc 20,455 73 0.00%
185 OVASCIENCE INC COM 10,348 74 0.00%
186 GENER8 MARITIME INC COM 14,398 74 0.00%
187 TUESDAY MORNING CORP 12,580 75 0.00%
188 D R HORTON INC 100,000 75 0.00% Put
189 UNION PAC CORP 95,600 75 0.00% Put
190 UNITED PARCEL SERVICE INC 311,000 76 0.00% Put
191 AGENUS INC 10,529 76 0.00%
192 EVOLUTION PETE CORP 12,210 77 0.00%
193 TERRAVIA HLDGS INC COM 28,015 77 0.00%
194 HARMONIC INC 12,989 77 0.00%
195 CLEAN ENERGY FUELS CORPORATION COM 17,284 77 0.00%
196 TRUSTCO BANK CM 10,922 77 0.00%
197 ARROWHEAD PHARMACEUTICALS IN 10,605 78 0.00%
198 EXCO RESOURCES INC 72,557 78 0.00%
199 ASHFORD HOSPITALITY TR INC 13,491 79 0.00%
200 INDEPENDENCE CONTRACT DRIL I COM 15,283 80 0.00%
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