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Institutional Investment Manager
OTA Financial Group L.P.
OTA Financial Group L.P. (CIK: 0001317346) incorporated in Delaware, located at 1 Manhattanville Road, Purchase, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001317346-16-000013) filed in 2016.10.27
#
Name
Shares
Value ($)
%
Options
Notes
1 UNILEVER N V 10,221 471 0.43%
2 COHEN STEERS REIT PFD 10,606 213 0.19%
3 CARNIVAL PLC 10,941 536 0.49%
4 STERICYCLE INC 11,585 767 0.70%
5 COTY INC 12,213 283 0.26%
6 ENBRIDGE INC 12,501 552 0.50%
7 PEOPLES UNITED FINANCIAL INC 13,332 210 0.19%
8 BERRY PLASTICS GROUP INC 15,445 677 0.61%
9 EATON VANCE FLTING RATE INC 16,864 239 0.22%
10 CDN IMPERIAL BK COMM TORONTO 16,943 1,313 1.19%
11 INVESCO QUALITY MUN INCOME T 17,076 235 0.21%
12 LIBERTY M SIRIUSXM A 18,413 625 0.57%
13 Western Gas Equity Partners, L.P. 18,772 797 0.72%
14 NUVEEN AMT FREE QLTY MUN INC 19,285 281 0.25%
15 FIRST TR ENERGY INCOME GRO 19,616 531 0.48%
16 ALCOA INC 20,743 678 0.61%
17 ISHARES TR 21,206 794 0.72%
18 FIRST TR HIGH INCOME L/S FD 21,388 333 0.30%
19 T-MOBILE US, INCORPORATED. CONV PFD SER A 21,774 1,699 1.54%
20 MID AMER APT CMNTYS INC 21,963 2,064 1.87%
21 EATON VANCE TX ADV GLBL DIV 22,141 329 0.30%
22 ALLIANZGI DIVIDEND INT PRM 22,604 285 0.26%
23 ROYAL DUTCH SHELL PLC 24,756 1,239 1.12%
24 Parkway Properties Inc 27,953 475 0.43%
25 INVESCO ADVANTAGE MUN INCOME 28,213 346 0.31%
26 PETROLEO BRASILEIRO SA PETRO 29,162 272 0.25%
27 VANGUARD TAX-MANAGED FDS 29,663 1,109 1.01%
28 LIONS GATE ENTERTN 31,687 633 0.57%
29 LIBERTY M SIRIUSXM C 41,926 1,400 1.27%
30 AMERICA MOVIL SAB DE CV 45,697 526 0.48%
31 ENBRIDGE ENERGY PARTNERS L P 46,162 1,173 1.06%
32 AMERICAN INTL GROUP INC 47,122 998 0.90%
33 WELLS FARGO & CO NEW 48,334 2,140 1.94%
34 SPDR SERIES TRUST 54,282 1,993 1.81%
35 FNB CORP PA 66,773 821 0.74%
36 AIR PRODS & CHEMS INC 71,116 10,691 9.69%
37 RAMCO-GERSHENSON PPTYS TR 73,490 5,045 4.57%
38 YAHOO INC 75,304 3,245 2.94%
39 TRANSOCEAN PARTNERS LLC 84,677 1,044 0.95%
40 INVESCO SR INCOME TR 85,853 371 0.34%
41 CROWN CASTLE INTL CORP NEW 96,909 10,952 9.93%
42 UNDER ARMOUR INC 97,726 3,309 3.00%
43 Liberty Ventures 157,706 6,287 5.70%
44 COMERICA INC 170,663 3,131 2.84%
45 PNC Financial Services Group Warrants Exp 12/31/18 384,503 9,031 8.19%
46 JPMorgan Chase & Co. Warrants Exp 10/28/18 1,223,908 30,144 27.33%