| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 | 6 | 0 | 0.00% | ||
| 2 | ROCKY MTN CHOC FACTORY | 21 | 0 | 0.00% | ||
| 3 | CARNIVAL CORP | 30 | 1,000 | 0.00% | ||
| 4 | ADVANCED MICRO DEVICES INC | 400 | 1,000 | 0.00% | ||
| 5 | TRIANGLE CAPITAL CORPORATION | 75 | 2,000 | 0.00% | ||
| 6 | SABINE ROYALTY TR | 50 | 2,000 | 0.00% | ||
| 7 | PRANA BIOTECH | 2,450 | 5,000 | 0.01% | ||
| 8 | CALL (TWTR) TWITTER INC 12/20/2014 @ $52.5 | 20 | 6,000 | 0.01% | Call | |
| 9 | ACTINIUM PHARMACEUTICALS INC | 1,000 | 7,000 | 0.01% | ||
| 10 | CALL (M) MACYS INC 01/17/2015 @ $57.5 | 25 | 7,000 | 0.01% | Call | |
| 11 | CALL (M) MACYS INC 11/22/2014 @ $57.5 | 50 | 8,000 | 0.01% | Call | |
| 12 | CONSOLIDATED EDISON INC | 142 | 9,000 | 0.01% | ||
| 13 | CALL (BIDU) BAIDU COM INC 11/07/2014 @ $210 | 10 | 11,000 | 0.01% | Call | |
| 14 | PIONEER NAT RES CO | 65 | 12,000 | 0.01% | ||
| 15 | KRAFT HEINZ CO COM | 230 | 13,000 | 0.01% | ||
| 16 | CALL (BIDU) BAIDU COM INC 11/22/2014 @ $210 | 10 | 13,000 | 0.01% | Call | |
| 17 | JMP GROUP LLC COM | 1,987 | 13,000 | 0.01% | ||
| 18 | BLACKROCK INC | 40 | 13,000 | 0.01% | ||
| 19 | ENTERPRISE PRODS PARTNERS L | 400 | 15,000 | 0.02% | ||
| 20 | GLOBAL X FDS | 700 | 16,000 | 0.02% | ||
| 21 | CALL LOCKHEED MARTIN CP | 10 | 17,000 | 0.02% | Call | |
| 22 | CALL (BIDU) BAIDU COM INC 01/17/2015 @ $210 | 10 | 17,000 | 0.02% | Call | |
| 23 | OXFORD LANE CAP CORP | 1,100 | 17,000 | 0.02% | ||
| 24 | CUMMINS INC | 135 | 18,000 | 0.02% | ||
| 25 | VANGUARD WHITEHALL FDS | 300 | 19,000 | 0.02% | ||
| 26 | ABBVIE INC | 350 | 19,000 | 0.02% | ||
| 27 | APACHE CORP | 275 | 20,000 | 0.02% | ||
| 28 | GLOBAL X FDS | 1,400 | 21,000 | 0.02% | ||
| 29 | BANCO SANTANDER SA | 2,507 | 22,000 | 0.02% | ||
| 30 | PHILLIPS 66 | 330 | 24,000 | 0.03% | ||
| 31 | JDS UNIPHASE CORP COM PAR $0.001 | 2,000 | 24,000 | 0.03% | ||
| 32 | ILLINOIS TOOL WKS INC | 350 | 29,000 | 0.03% | ||
| 33 | ONEOK PARTNERS LP | 580 | 30,000 | 0.03% | ||
| 34 | SCHWAB U.S. SMALL-CAP ETF | 619 | 31,000 | 0.03% | ||
| 35 | ENSCO PLC | 1,550 | 59,000 | 0.06% | ||
| 36 | SCHWAB U.S. MID-CAP ETF | 1,680 | 63,000 | 0.07% | ||
| 37 | VECTOR GROUP LTD | 3,318 | 71,000 | 0.08% | ||
| 38 | TAL INTL GROUP INC | 1,725 | 71,000 | 0.08% | ||
| 39 | PRICE T ROWE GROUP INC | 935 | 71,000 | 0.08% | ||
| 40 | APOLLO INVT CORP | 9,400 | 75,000 | 0.08% | ||
| 41 | GOOGLE INC | 160 | 82,000 | 0.09% | ||
| 42 | GLOBAL X FDS | 3,000 | 85,000 | 0.09% | ||
| 43 | AT&T INC | 2,550 | 87,000 | 0.09% | ||
| 44 | EXPRESS SCRIPTS HLDG CO | 1,362 | 96,000 | 0.10% | ||
| 45 | Kinder Morgan Inc. | 1,200 | 108,000 | 0.12% | ||
| 46 | ALLEGION PUB LTD CO | 2,366 | 111,000 | 0.12% | ||
| 47 | CONOCOPHILLIPS | 2,075 | 141,000 | 0.15% | ||
| 48 | UNDER ARMOUR INC | 2,200 | 143,000 | 0.16% | ||
| 49 | PHILIP MORRIS INTL INC | 1,736 | 149,000 | 0.16% | ||
| 50 | NEURALSTEM INC COM | 50,000 | 153,000 | 0.17% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001387131-14-003695, filed 2014.11.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
